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AMAZON COM INC — Director's Dealing 2021
Nov 17, 2021
29737_dirs_2021-11-17_83aa9ebc-9a2b-4971-a3e8-6b8309ed3deb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2021-11-15
Reporting Person: Jassy Andrew R (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock, par value $.01 per share | M | 2153 | — | Acquired | 88988 | Direct |
| 2021-11-15 | Common Stock, par value $.01 per share | S | 124 | $3533.1371 | Disposed | 88864 | Direct |
| 2021-11-15 | Common Stock, par value $.01 per share | S | 224 | $3535.0426 | Disposed | 88640 | Direct |
| 2021-11-15 | Common Stock, par value $.01 per share | S | 300 | $3536.1867 | Disposed | 88340 | Direct |
| 2021-11-15 | Common Stock, par value $.01 per share | S | 200 | $3537.06 | Disposed | 88140 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Restricted Stock Unit Award | $0 | M | 2153 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (2153) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, | ||
| par value $.01 | ||
| per share | 3275 | Indirect |
| Common Stock, par value $.01 per share | 491.41 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $3,533.50 and the lowest price at which shares were sold was $3,533.05.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $3,535.17 and the lowest price at which shares were sold was $3,534.22.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $3,536.43 and the lowest price at which shares were sold was $3,535.91.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $3,537.10 and the lowest price at which shares were sold was $3,537.02.
F6: Converts into Common Stock on a one-for-one basis.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.