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AMAZON COM INC — Director's Dealing 2020
Feb 19, 2020
29737_dirs_2020-02-19_88804a1e-37ed-4be3-9199-0fff09c227c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2020-02-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-15 | Common Stock, par value $.01 per share | M | 1051 | — | Acquired | 5296 | Direct |
| 2020-02-15 | Common Stock, par value $.01 per share | M | 714 | — | Acquired | 6010 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 352 | $2125.02 | Disposed | 5658 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 61 | $2126.8049 | Disposed | 5597 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 100 | $2128.88 | Disposed | 5497 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 172 | $2134.2863 | Disposed | 5325 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 200 | $2139.36 | Disposed | 5125 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 200 | $2142.385 | Disposed | 4925 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 200 | $2143.56 | Disposed | 4725 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 200 | $2144.91 | Disposed | 4525 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 100 | $2146.41 | Disposed | 4425 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 100 | $2147.45 | Disposed | 4325 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-15 | Restricted Stock Unit Award | $0 | M | 1051 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (1051) | Direct |
| 2020-02-15 | Restricted Stock Unit Award | $0 | M | 714 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (714) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $2,126.86 and the lowest price at which shares were sold was $2,126.38.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $2,134.50 and the lowest price at which shares were sold was $2,134.20.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $2,139.77 and the lowest price at which shares were sold was $2,138.95.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $2,142.47 and the lowest price at which shares were sold was $2,142.30.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $2,143.82 and the lowest price at which shares were sold was $2,143.30.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $2,145.24 and the lowest price at which shares were sold was $2,144.58.
F8: Converts into Common Stock on a one-for-one basis.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.