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AMAZON COM INC Director's Dealing 2020

Feb 19, 2020

29737_dirs_2020-02-19_e180c220-9ef3-4a5f-8fd5-cca0a0070166.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2020-02-15

Reporting Person: Jassy Andrew R (CEO Amazon Web Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-15 Common Stock, par value $.01 per share M 1139 Acquired 96294 Direct
2020-02-15 Common Stock, par value $.01 per share M 2434 Acquired 98728 Direct
2020-02-15 Common Stock, par value $.01 per share M 4500 Acquired 103228 Direct
2020-02-18 Common Stock, par value $.01 per share S 417 $2142.6047 Disposed 102811 Direct
2020-02-18 Common Stock, par value $.01 per share S 1203 $2143.6611 Disposed 101608 Direct
2020-02-18 Common Stock, par value $.01 per share S 1114 $2144.9082 Disposed 100494 Direct
2020-02-18 Common Stock, par value $.01 per share S 444 $2145.5983 Disposed 100050 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-15 Restricted Stock Unit Award $0 M 1139 Disposed 2022-02-15 Common Stock, par value $.01 per share (1139) Direct
2020-02-15 Restricted Stock Unit Award $0 M 2434 Disposed 2020-02-15 Common Stock, par value $.01 per share (2434) Direct
2020-02-15 Restricted Stock Unit Award $0 M 4500 Disposed 2023-02-15 Common Stock, par value $.01 per share (4500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.01 per share 490.358 Indirect

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $2,143.00 and the lowest price at which shares were sold was $2,142.15.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $2,143.96 and the lowest price at which shares were sold was $2,143.15.

F4: Represents the weighted average sale price. The highest price at which shares were sold was $2,145.26 and the lowest price at which shares were sold was $2,144.26.

F5: Represents the weighted average sale price. The highest price at which shares were sold was $2,145.87 and the lowest price at which shares were sold was $2,145.29.

F6: Converts into Common Stock on a one-for-one basis.

F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.

F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020.

F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.