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AMAZON COM INC — Director's Dealing 2020
Feb 19, 2020
29737_dirs_2020-02-19_e180c220-9ef3-4a5f-8fd5-cca0a0070166.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2020-02-15
Reporting Person: Jassy Andrew R (CEO Amazon Web Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-15 | Common Stock, par value $.01 per share | M | 1139 | — | Acquired | 96294 | Direct |
| 2020-02-15 | Common Stock, par value $.01 per share | M | 2434 | — | Acquired | 98728 | Direct |
| 2020-02-15 | Common Stock, par value $.01 per share | M | 4500 | — | Acquired | 103228 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 417 | $2142.6047 | Disposed | 102811 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 1203 | $2143.6611 | Disposed | 101608 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 1114 | $2144.9082 | Disposed | 100494 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 444 | $2145.5983 | Disposed | 100050 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-15 | Restricted Stock Unit Award | $0 | M | 1139 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (1139) | Direct |
| 2020-02-15 | Restricted Stock Unit Award | $0 | M | 2434 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (2434) | Direct |
| 2020-02-15 | Restricted Stock Unit Award | $0 | M | 4500 | Disposed | 2023-02-15 | Common Stock, par value $.01 per share (4500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 490.358 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $2,143.00 and the lowest price at which shares were sold was $2,142.15.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $2,143.96 and the lowest price at which shares were sold was $2,143.15.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $2,145.26 and the lowest price at which shares were sold was $2,144.26.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $2,145.87 and the lowest price at which shares were sold was $2,145.29.
F6: Converts into Common Stock on a one-for-one basis.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.