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AMAZON COM INC — Director's Dealing 2020
Feb 19, 2020
29737_dirs_2020-02-19_4e2a9af1-b921-48de-b015-34966a86bd62.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2020-02-15
Reporting Person: WILKE JEFFREY A (CEO Worldwide Consumer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-15 | Common Stock, par value $.01 per share | M | 2709 | $0.00 | Acquired | 13501 | Indirect |
| 2020-02-15 | Common Stock, par value $.01 per share | M | 864 | $0.00 | Acquired | 14365 | Indirect |
| 2020-02-15 | Common Stock, par value $.01 per share | M | 4500 | $0.00 | Acquired | 18865 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 200 | $2164.8796 | Disposed | 18665 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 300 | $2163.7922 | Disposed | 18365 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 100 | $2162.06 | Disposed | 18265 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 211 | $2158.7569 | Disposed | 18054 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 189 | $2157.7825 | Disposed | 17865 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 100 | $2156.7358 | Disposed | 17765 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 375 | $2154.1487 | Disposed | 17390 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 100 | $2152.02 | Disposed | 17290 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 100 | $2151.00 | Disposed | 17190 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 100 | $2149.61 | Disposed | 17090 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 211 | $2148.4693 | Disposed | 16879 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 189 | $2147.0088 | Disposed | 16690 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 250 | $2143.0648 | Disposed | 16440 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 350 | $2141.874 | Disposed | 16090 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 100 | $2141.16 | Disposed | 15990 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 300 | $2139.1832 | Disposed | 15690 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 168 | $2135.1744 | Disposed | 15522 | Indirect |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 132 | $2134.4745 | Disposed | 15390 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-15 | Restricted Stock Unit Award | $0.00 | M | 2709 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (2709) | Direct |
| 2020-02-15 | Restricted Stock Unit Award | $0.00 | M | 864 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (864) | Direct |
| 2020-02-15 | Restricted Stock Unit Award | $0.00 | M | 4500 | Disposed | 2023-02-15 | Common Stock, par value $.01 per share (4500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 10000 | Direct |
| Common Stock, par value $.01 per share | 30808 | Indirect |
| Common Stock, par value $.01 per share | 536.267 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $2,165.00 and the lowest price at which shares were sold was $2,164.86.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $2,163.89 and the lowest price at which shares were sold was $2,163.77.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $2,159.02 and the lowest price at which shares were sold was $2,158.05.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $2,158.01 and the lowest price at which shares were sold was $2,157.58.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $2,156.77 and the lowest price at which shares were sold was $2,156.71.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $2,154.59 and the lowest price at which shares were sold was $2,153.73.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $2,148.56 and the lowest price at which shares were sold was $2,147.72.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $2,147.53 and the lowest price at which shares were sold was $2,146.54.
F10: Represents the weighted average sale price. The highest price at which shares were sold was $2,143.40 and the lowest price at which shares were sold was $2,142.52.
F11: Represents the weighted average sale price. The highest price at which shares were sold was $2,142.33 and the lowest price at which shares were sold was $2,141.41.
F12: Represents the weighted average sale price. The highest price at which shares were sold was $2,139.46 and the lowest price at which shares were sold was $2,139.11.
F13: Represents the weighted average sale price. The highest price at which shares were sold was $2,135.50 and the lowest price at which shares were sold was $2,134.64.
F14: Represents the weighted average sale price. The highest price at which shares were sold was $2,134.49 and the lowest price at which shares were sold was $2,134.47.
F15: Converts into Common Stock on a one-for-one basis.
F16: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,512 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 3,513 shares on February 15, 2019; 2,708 shares on each of May 15, 2019 and August 15, 2019; and 2,709 shares on each of November 15, 2019 and February 15, 2020.
F17: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 596 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 597 shares on February 15, 2019; 864 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F18: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.