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AMAZON COM INC — Director's Dealing 2020
Feb 19, 2020
29737_dirs_2020-02-19_93775293-774e-4cd2-97dd-fd41e5032c09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2020-02-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-15 | Common Stock, par value $.01 per share | M | 1692 | — | Acquired | 50659 | Direct |
| 2020-02-15 | Common Stock, par value $.01 per share | M | 1881 | — | Acquired | 52540 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 103 | $2125.3452 | Disposed | 52437 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 50 | $2126.31 | Disposed | 52387 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 50 | $2128.83 | Disposed | 52337 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 166 | $2134.4823 | Disposed | 52171 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 50 | $2136.00 | Disposed | 52121 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 50 | $2137.26 | Disposed | 52071 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 250 | $2139.27 | Disposed | 51821 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 256 | $2140.0259 | Disposed | 51565 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 550 | $2141.7662 | Disposed | 51015 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 450 | $2142.64 | Disposed | 50565 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 350 | $2143.7314 | Disposed | 50215 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 400 | $2144.815 | Disposed | 49815 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 598 | $2145.7055 | Disposed | 49217 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 200 | $2146.8919 | Disposed | 49017 | Direct |
| 2020-02-18 | Common Stock, par value $.01 per share | S | 50 | $2147.76 | Disposed | 48967 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-15 | Restricted Stock Unit Award | $0 | M | 1692 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (1692) | Direct |
| 2020-02-15 | Restricted Stock Unit Award | $0 | M | 1881 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (1881) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 18015 | Indirect |
| Common Stock, par value $.01 per share | 477.883 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $2,125.69 and the lowest price at which shares were sold was $2,125.02.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $2,126.41 and the lowest price at which shares were sold was $2,126.04.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $2,134.75 and the lowest price at which shares were sold was $2,134.00.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $2,139.67 and the lowest price at which shares were sold was $2,138.72.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $2,140.62 and the lowest price at which shares were sold was $2,139.75.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $2,142.20 and the lowest price at which shares were sold was $2,141.21.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $2,143.15 and the lowest price at which shares were sold was $2,142.22.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $2,144.14 and the lowest price at which shares were sold was $2,143.25.
F10: Represents the weighted average sale price. The highest price at which shares were sold was $2,145.31 and the lowest price at which shares were sold was $2,144.33.
F11: Represents the weighted average sale price. The highest price at which shares were sold was $2,146.29 and the lowest price at which shares were sold was $2,145.33.
F12: Represents the weighted average sale price. The highest price at which shares were sold was $2,147.35 and the lowest price at which shares were sold was $2,146.43.
F13: Converts into Common Stock on a one-for-one basis.
F14: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,036 shares on each of May 15, 2017 and August 15, 2017; 1,037 shares on each of November 15, 2017 and February 15, 2018; 1,667 shares on each of May 15, 2018 and August 15, 2018; 1,668 shares on each of November 15, 2018 and February 15, 2019; 1,692 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F15: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 2,441 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,880 shares on each of May 15, 2019 and August 15, 2019; and 1,881 shares on each of November 15, 2019 and February 15, 2020.