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AMAZON COM INC — Director's Dealing 2020
May 19, 2020
29737_dirs_2020-05-19_eed8f79a-fd59-405c-8634-870ea3abefa1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2020-05-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-15 | Common Stock, par value $.01 per share | M | 1376 | — | Acquired | 5349 | Direct |
| 2020-05-15 | Common Stock, par value $.01 per share | S | 100 | $2362.98 | Disposed | 5249 | Direct |
| 2020-05-15 | Common Stock, par value $.01 per share | S | 200 | $2366.4548 | Disposed | 5049 | Direct |
| 2020-05-15 | Common Stock, par value $.01 per share | S | 163 | $2367.1571 | Disposed | 4886 | Direct |
| 2020-05-15 | Common Stock, par value $.01 per share | S | 100 | $2369.97 | Disposed | 4786 | Direct |
| 2020-05-15 | Common Stock, par value $.01 per share | S | 475 | $2374.3674 | Disposed | 4311 | Direct |
| 2020-05-15 | Common Stock, par value $.01 per share | S | 200 | $2376.05 | Disposed | 4111 | Direct |
| 2020-05-15 | Common Stock, par value $.01 per share | G | 424 | — | Disposed | 3687 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-15 | Restricted Stock Unit Award | $0 | M | 1376 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (1376) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $2,366.80 and the lowest price at which shares were sold was $2,366.07.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $2,367.20 and the lowest price at which shares were sold was $2,367.13.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $2,374.73 and the lowest price at which shares were sold was $2,374.08.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $2,376.22 and the lowest price at which shares were sold was $2,375.88.
F6: Contributions to non-profit organizations.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.