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AMAZON COM INC — Director's Dealing 2020
Aug 18, 2020
29737_dirs_2020-08-18_7cb546c3-223d-46ed-936d-3301da7982fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2020-08-15
Reporting Person: WILKE JEFFREY A (CEO Worldwide Consumer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-15 | Common Stock, par value $.01 per share | M | 2791 | $0.00 | Acquired | 13722 | Indirect |
| 2020-08-17 | Common Stock, par value $.01 per share | S | 100 | $3190.233 | Disposed | 13622 | Indirect |
| 2020-08-17 | Common Stock, par value $.01 per share | S | 100 | $3183.2487 | Disposed | 13522 | Indirect |
| 2020-08-17 | Common Stock, par value $.01 per share | S | 100 | $3181.9822 | Disposed | 13422 | Indirect |
| 2020-08-17 | Common Stock, par value $.01 per share | S | 300 | $3180.095 | Disposed | 13122 | Indirect |
| 2020-08-17 | Common Stock, par value $.01 per share | S | 100 | $3174.09 | Disposed | 13022 | Indirect |
| 2020-08-17 | Common Stock, par value $.01 per share | S | 61 | $3171.0477 | Disposed | 12961 | Indirect |
| 2020-08-17 | Common Stock, par value $.01 per share | S | 139 | $3169.9424 | Disposed | 12822 | Indirect |
| 2020-08-17 | Common Stock, par value $.01 per share | S | 100 | $3165.205 | Disposed | 12722 | Indirect |
| 2020-08-17 | Common Stock, par value $.01 per share | S | 100 | $3159.48 | Disposed | 12622 | Indirect |
| 2020-08-17 | Common Stock, par value $.01 per share | S | 100 | $3155.0891 | Disposed | 12522 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-15 | Restricted Stock Unit Award | $0.00 | M | 2791 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (2791) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 10000 | Direct |
| Common Stock, par value $.01 per share | 30808 | Indirect |
| Common Stock, par value $.01 per share | 537.012 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $3,190.36 and the lowest price at which shares were sold was $3,190.10.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $3,183.25 and the lowest price at which shares were sold was $3,183.24.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $3,181.99 and the lowest price at which shares were sold was $3,181.65.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $3,180.36 and the lowest price at which shares were sold was $3,179.54.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $3,171.23 and the lowest price at which shares were sold was $3,171.00.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $3,170.00 and the lowest price at which shares were sold was $3,169.92.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $3,165.29 and the lowest price at which shares were sold was $3,165.12.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $3,155.16 and the lowest price at which shares were sold was $3,155.02.
F10: Converts into Common Stock on a one-for-one basis.
F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 596 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 597 shares on February 15, 2019; 864 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.