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AMAZON COM INC — Director's Dealing 2020
Nov 17, 2020
29737_dirs_2020-11-17_a0726d7b-2385-43cd-9021-968028c6aeff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2020-11-13
Reporting Person: Jassy Andrew R (CEO Amazon Web Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-13 | Common Stock, par value $.01 per share | G | 3275 | — | Disposed | 79324 | Direct |
| 2020-11-13 | Common Stock, | ||||||
| par value $.01 | |||||||
| per share | G | 3275 | — | Acquired | 3275 | Indirect | |
| 2020-11-13 | Common Stock, | ||||||
| par value $.01 | |||||||
| per share | G | 3275 | — | Disposed | 0 | Indirect | |
| 2020-11-13 | Common Stock, | ||||||
| par value $.01 | |||||||
| per share | G | 3275 | — | Acquired | 3275 | Indirect | |
| 2020-11-15 | Common Stock, par value $.01 per share | M | 2791 | — | Acquired | 82115 | Direct |
| 2020-11-16 | Common Stock, par value $.01 per share | S | 1099 | $3085.62 | Disposed | 81016 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-15 | Restricted Stock Unit Award | $0 | M | 2791 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (2791) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 490.867 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Converts into Common Stock on a one-for-one basis.
F3: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.