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AMAZON COM INC — Director's Dealing 2020
Nov 17, 2020
29737_dirs_2020-11-17_5e450549-16a2-4915-a852-02300ef856b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2020-11-15
Reporting Person: WILKE JEFFREY A (CEO Worldwide Consumer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-15 | Common Stock, par value $.01 per share | M | 2791 | $0.00 | Acquired | 13722 | Indirect |
| 2020-11-16 | Common Stock, par value $.01 per share | S | 100 | $3126.085 | Disposed | 13622 | Indirect |
| 2020-11-16 | Common Stock, par value $.01 per share | S | 100 | $3125.00 | Disposed | 13522 | Indirect |
| 2020-11-16 | Common Stock, par value $.01 per share | S | 200 | $3118.0418 | Disposed | 13322 | Indirect |
| 2020-11-16 | Common Stock, par value $.01 per share | S | 257 | $3114.7871 | Disposed | 13065 | Indirect |
| 2020-11-16 | Common Stock, par value $.01 per share | S | 143 | $3113.1209 | Disposed | 12922 | Indirect |
| 2020-11-16 | Common Stock, par value $.01 per share | S | 180 | $3111.12 | Disposed | 12742 | Indirect |
| 2020-11-16 | Common Stock, par value $.01 per share | S | 20 | $3110.03 | Disposed | 12722 | Indirect |
| 2020-11-16 | Common Stock, par value $.01 per share | S | 100 | $3105.021 | Disposed | 12622 | Indirect |
| 2020-11-16 | Common Stock, par value $.01 per share | S | 100 | $3101.3159 | Disposed | 12522 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-15 | Restricted Stock Unit Award | $0.00 | M | 2791 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (2791) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 8291 | Direct |
| Common Stock, par value $.01 per share | 30258 | Indirect |
| Common Stock, par value $.01 per share | 537.285 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $3,126.09 and the lowest price at which shares were sold was $3,126.08.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $3,118.09 and the lowest price at which shares were sold was $3,118.00.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $3,115.01 and the lowest price at which shares were sold was $3,114.33.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $3,113.83 and the lowest price at which shares were sold was $3,113.00.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $3,111.49 and the lowest price at which shares were sold was $3,110.85.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $3,105.03 and the lowest price at which shares were sold was $3,105.02.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $3,101.92 and the lowest price at which shares were sold was $3,101.27.
F9: Converts into Common Stock on a one-for-one basis.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 596 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 597 shares on February 15, 2019; 864 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.