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AMAZON COM INC — Director's Dealing 2019
May 17, 2019
29737_dirs_2019-05-17_7bc0c4c8-bbef-49ea-817c-02fca0f08c10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-05-15
Reporting Person: WILKE JEFFREY A (CEO Worldwide Consumer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-15 | Common Stock, par value $.01 per share | M | 4500 | $0.00 | Acquired | 17300 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | M | 2708 | $0.00 | Acquired | 20008 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | M | 864 | $0.00 | Acquired | 20872 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 369 | $1873.2514 | Disposed | 20503 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 701 | $1871.6554 | Disposed | 19802 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 600 | $1870.6255 | Disposed | 19202 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 300 | $1869.2629 | Acquired | 18902 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 200 | $1867.245 | Disposed | 18702 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 100 | $1866.192 | Disposed | 18602 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 700 | $1863.2443 | Disposed | 17902 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 200 | $1862.3847 | Disposed | 17702 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 205 | $1860.7449 | Disposed | 17497 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 500 | $1858.488 | Disposed | 16997 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 100 | $1857.059 | Disposed | 16897 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 100 | $1850.13 | Disposed | 16797 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 200 | $1843.2051 | Disposed | 16597 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 140 | $1832.241 | Disposed | 16457 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 150 | $1830.9633 | Disposed | 16307 | Indirect |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 10 | $1830.06 | Disposed | 16297 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-15 | Restricted Stock Unit | |||||||
| Award | $0.00 | M | 4500 | Disposed | 2023-02-15 | Common Stock, | ||
| par value $.01 | ||||||||
| per share (4500) | Direct | |||||||
| 2019-05-15 | Restricted Stock Unit | |||||||
| Award | $0.00 | M | 2708 | Disposed | 2020-02-15 | Common Stock, | ||
| par value $.01 | ||||||||
| per share (2708) | Direct | |||||||
| 2019-05-15 | Restricted Stock Unit | |||||||
| Award | $0.00 | M | 864 | Disposed | 2022-02-15 | Common Stock, | ||
| par value $.01 | ||||||||
| per share (864) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 10000 | Direct |
| Common Stock, par value $.01 per share | 30808 | Indirect |
| Common Stock, par value $.01 per share | 534.823 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,873.43 and the lowest price at which shares were sold was $1,873.13.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,872.05 and the lowest price at which shares were sold was $1,871.08.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,870.82 and the lowest price at which shares were sold was $1,870.40.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,869.28 and the lowest price at which shares were sold was $1,869.23.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,867.30 and the lowest price at which shares were sold was $1,867.22.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,866.21 and the lowest price at which shares were sold was $1,866.19.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $1,863.67 and the lowest price at which shares were sold was $1,862.79.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $1,862.51 and the lowest price at which shares were sold was $1,862.25.
F10: Represents the weighted average sale price. The highest price at which shares were sold was $1,860.84 and the lowest price at which shares were sold was $1,860.73.
F11: Represents the weighted average sale price. The highest price at which shares were sold was $1,859.09 and the lowest price at which shares were sold was $1,858.39.
F12: Represents the weighted average sale price. The highest price at which shares were sold was $1,857.09 and the lowest price at which shares were sold was $1,857.00.
F13: Represents the weighted average sale price. The highest price at which shares were sold was $1,843.54 and the lowest price at which shares were sold was $1,842.89.
F14: Represents the weighted average sale price. The highest price at which shares were sold was $1,832.53 and the lowest price at which shares were sold was $1,831.56.
F15: Represents the weighted average sale price. The highest price at which shares were sold was $1,831.52 and the lowest price at which shares were sold was $1,830.59.
F16: Converts into Common Stock on a one-for-one basis.
F17: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.
F18: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,512 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 3,513 shares on February 15, 2019; 2,708 shares on each of May 15, 2019 and August 15, 2019; and 2,709 shares on each of November 15, 2019 and February 15, 2020.
F19: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 596 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 597 shares on February 15, 2019; 864 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.