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AMAZON COM INC — Director's Dealing 2019
May 17, 2019
29737_dirs_2019-05-17_e8d62893-290d-49d7-ac8a-f49c38a288bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-05-15
Reporting Person: Jassy Andrew R (CEO Amazon Web Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-15 | Common Stock, par value $.01 per share | M | 1138 | — | Acquired | 96217 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | M | 2433 | — | Acquired | 98650 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | M | 4500 | — | Acquired | 103150 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 200 | $1825.41 | Disposed | 102950 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 200 | $1826.64 | Disposed | 102750 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 200 | $1828.185 | Disposed | 102550 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 500 | $1829.412 | Disposed | 102050 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 200 | $1830.40 | Disposed | 101850 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 524 | $1832.0783 | Disposed | 101326 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 200 | $1832.90 | Disposed | 101126 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 280 | $1835.8321 | Disposed | 100846 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 100 | $1838.15 | Disposed | 100746 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 100 | $1841.15 | Disposed | 100646 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 100 | $1843.05 | Disposed | 100546 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 200 | $1845.28 | Disposed | 100346 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 100 | $1846.14 | Disposed | 100246 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 224 | $1849.2744 | Disposed | 100022 | Direct |
| 2019-05-15 | Common Stock, par value $.01 per share | S | 100 | $1850.15 | Disposed | 99922 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-15 | Restricted Stock Unit Award | $0.0 | M | 1138 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (1138.0) | Direct |
| 2019-05-15 | Restricted Stock Unit Award | $0.0 | M | 2433 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (2433.0) | Direct |
| 2019-05-15 | Restricted Stock Unit Award | $0.0 | M | 4500 | Disposed | 2023-02-15 | Common Stock, par value $.01 per share (4500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 489.637 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,825.89 and the lowest price at which shares were sold was $1,824.93.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,826.79 and the lowest price at which shares were sold was $1,826.49.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,828.48 and the lowest price at which shares were sold was $1,827.89.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,829.73 and the lowest price at which shares were sold was $1,829.03.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,830.65 and the lowest price at which shares were sold was $1,830.15.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,832.56 and the lowest price at which shares were sold was $1,831.58.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $1,832.99 and the lowest price at which shares were sold was $1,832.81.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $1,836.15 and the lowest price at which shares were sold was $1,835.32.
F10: Represents the weighted average sale price. The highest price at which shares were sold was $1,845.46 and the lowest price at which shares were sold was $1,845.10.
F11: Represents the weighted average sale price. The highest price at which shares were sold was $1,849.48 and the lowest price at which shares were sold was $1,849.14.
F12: Converts into Common Stock on a one-for-one basis.
F13: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F14: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020.
F15: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.