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AMAZON COM INC — Director's Dealing 2019
Feb 20, 2019
29737_dirs_2019-02-20_3a921500-a22f-436b-a1cd-9ce6ee568cd9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-02-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-15 | Common Stock, par value $.01 per share | M | 1368 | — | Acquired | 3204 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | M | 662 | — | Acquired | 3866 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 100 | $1611.62 | Disposed | 3766 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 200 | $1613.475 | Disposed | 3566 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 100 | $1614.60 | Disposed | 3466 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 115 | $1616.0591 | Disposed | 3351 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 100 | $1618.45 | Disposed | 3251 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 100 | $1623.17 | Disposed | 3151 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 300 | $1627.7967 | Disposed | 2851 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-15 | Restricted Stock Unit Award | $0.0 | M | 1368 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (1368.0) | Direct |
| 2019-02-15 | Restricted Stock Unit Award | $0.0 | M | 662 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (662.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,613.81 and the lowest price at which shares were sold was $1,613.14.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,616.10 and the lowest price at which shares were sold was $1,615.78.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,627.86 and the lowest price at which shares were sold was $1,627.67.
F5: Converts into Common Stock on a one-for-one basis.
F6: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.