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AMAZON COM INC — Director's Dealing 2019
Feb 20, 2019
29737_dirs_2019-02-20_ab72d31e-3ecd-486f-8be4-3f8e34054493.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-02-15
Reporting Person: Jassy Andrew R (CEO Amazon Web Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-15 | Common Stock, par value $.01 per share | M | 952 | — | Acquired | 93566 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | M | 3157 | — | Acquired | 96723 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 100 | $1609.43 | Disposed | 96623 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 100 | $1610.75 | Disposed | 96523 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 100 | $1612.55 | Disposed | 96423 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 300 | $1614.14 | Disposed | 96123 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 144 | $1615.3611 | Disposed | 95979 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 200 | $1616.5475 | Disposed | 95779 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 100 | $1617.25 | Disposed | 95679 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 100 | $1621.81 | Disposed | 95579 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 500 | $1627.906 | Disposed | 95079 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-15 | Restricted Stock Unit Award | $0.0 | M | 952 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (952.0) | Direct |
| 2019-02-15 | Restricted Stock Unit Award | $0.0 | M | 3157 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (3157.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 489.395 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,614.50 and the lowest price at which shares were sold was $1,613.79.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,616.00 and the lowest price at which shares were sold was $1,615.08.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,616.89 and the lowest price at which shares were sold was $1,616.18.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,628.05 and the lowest price at which shares were sold was $1,627.86.
F6: Converts into Common Stock on a one-for-one basis.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020.