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AMAZON COM INC — Director's Dealing 2019
Feb 20, 2019
29737_dirs_2019-02-20_cac30aea-3746-4bea-ab51-6c7eb69caf33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-02-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-15 | Common Stock, par value $.01 per share | M | 1668 | — | Acquired | 46596 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | M | 2441 | — | Acquired | 49037 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 150 | $1608.14 | Disposed | 48887 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 50 | $1609.45 | Disposed | 48837 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 150 | $1610.9867 | Disposed | 48687 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 400 | $1612.6713 | Disposed | 48287 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 250 | $1614.236 | Disposed | 48037 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 255 | $1615.5825 | Disposed | 47782 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 200 | $1616.7625 | Disposed | 47582 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 150 | $1617.9233 | Disposed | 47432 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 100 | $1620.155 | Disposed | 47332 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 50 | $1624.65 | Disposed | 47282 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 100 | $1626.92 | Disposed | 47182 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 150 | $1628.02 | Disposed | 47032 | Direct |
| 2019-02-15 | Common Stock, par value $.01 per share | S | 50 | $1628.86 | Disposed | 46982 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-15 | Restricted Stock Unit Award | $0.0 | M | 1668 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (1668.0) | Direct |
| 2019-02-15 | Restricted Stock Unit Award | $0.0 | M | 2441 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (2441.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 476.652 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,608.21 and the lowest price at which shares were sold was $1,608.00.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,611.45 and the lowest price at which shares were sold was $1,610.69.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,613.10 and the lowest price at which shares were sold was $1,612.20.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,614.67 and the lowest price at which shares were sold was $1,613.72.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,616.13 and the lowest price at which shares were sold was $1,615.27.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,617.00 and the lowest price at which shares were sold was $1,616.50.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $1,618.27 and the lowest price at which shares were sold was $1,617.60.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $1,620.21 and the lowest price at which shares were sold was $1,620.10.
F10: Represents the weighted average sale price. The highest price at which shares were sold was $1,627.28 and the lowest price at which shares were sold was $1,626.56.
F11: Represents the weighted average sale price. The highest price at which shares were sold was $1,628.41 and the lowest price at which shares were sold was $1,627.65.
F12: Converts into Common Stock on a one-for-one basis.
F13: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,036 shares on each of May 15, 2017 and August 15, 2017; 1,037 shares on each of November 15, 2017 and February 15, 2018; 1,667 shares on each of May 15, 2018 and August 15, 2018; 1,668 shares on each of November 15, 2018 and February 15, 2019; 1,692 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F14: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 2,441 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,880 shares on each of May 15, 2019 and August 15, 2019; and 1,881 shares on each of November 15, 2019 and February 15, 2020.