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AMAZON COM INC — Director's Dealing 2019
Aug 19, 2019
29737_dirs_2019-08-19_1975e581-c5e4-45ab-81cc-84a3747f14ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-08-15
Reporting Person: Reynolds Shelley (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-15 | Common Stock, par value $.01 per share | M | 318 | — | Acquired | 6307 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | M | 61 | — | Acquired | 6368 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 30 | $1768.9567 | Disposed | 6338 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 50 | $1770.58 | Disposed | 6288 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 30 | $1771.4767 | Disposed | 6258 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 20 | $1772.23 | Disposed | 6238 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 40 | $1773.5925 | Disposed | 6198 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 20 | $1774.72 | Disposed | 6178 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 40 | $1776.26 | Disposed | 6138 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 40 | $1777.5275 | Disposed | 6098 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 49 | $1778.6186 | Disposed | 6049 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 20 | $1780.875 | Disposed | 6029 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 10 | $1782.00 | Disposed | 6019 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 20 | $1783.52 | Disposed | 5999 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 10 | $1785.25 | Disposed | 5989 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-15 | Restricted Stock Unit Award | $0 | M | 318 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (318) | Direct |
| 2019-08-15 | Restricted Stock Unit Award | $0 | M | 61 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (61) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 132.784 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,769.12 and the lowest price at which shares were sold was $1,768.85.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,770.90 and the lowest price at which shares were sold was $1,769.97.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,771.88 and the lowest price at which shares were sold was $1,771.00.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,772.45 and the lowest price at which shares were sold was $1,772.01.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,773.96 and the lowest price at which shares were sold was $1,773.17.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,774.87 and the lowest price at which shares were sold was $1,774.57.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $1,776.67 and the lowest price at which shares were sold was $1,775.86.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $1,777.99 and the lowest price at which shares were sold was $1,777.07.
F10: Represents the weighted average sale price. The highest price at which shares were sold was $1,779.01 and the lowest price at which shares were sold was $1,778.07.
F11: Represents the weighted average sale price. The highest price at which shares were sold was $1,781.00 and the lowest price at which shares were sold was $1,780.75.
F12: Represents the weighted average sale price. The highest price at which shares were sold was $1,784.00 and the lowest price at which shares were sold was $1,783.04.
F13: Converts into Common Stock on a one-for-one basis.
F14: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 15 shares on May 15, 2015; 16 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 95 shares on each of May 15, 2016 and August 15, 2016; 96 shares on each of November 15, 2016 and February 15, 2017; 544 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 419 shares on each of May 15, 2018 and August 15, 2018; 420 shares on each of November 15, 2018 and February 15, 2019; and 318 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
F15: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 16 shares on each of May 15, 2018 and August 15, 2018; 17 shares on each of November 15, 2018 and February 15, 2019; 61 shares on each of May 15, 2019, August 15, 2019, and November 15, 2019; 62 shares on February 15, 2020; 292 shares on each of May 15, 2020 and August 15, 2020; 293 shares on each of November 15, 2020 and February 15, 2021; and 222 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.