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AMAZON COM INC — Director's Dealing 2019
Aug 19, 2019
29737_dirs_2019-08-19_f7058a4e-0321-48fc-ae79-0cde05d543a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-08-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-15 | Common Stock, par value $.01 per share | M | 1051 | — | Acquired | 3749 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | M | 713 | — | Acquired | 4462 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 100 | $1767.303 | Disposed | 4362 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 200 | $1768.62 | Disposed | 4162 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 100 | $1777.30 | Disposed | 4062 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 200 | $1779.94 | Disposed | 3862 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 180 | $1781.09 | Disposed | 3682 | Direct |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 100 | $1787.58 | Disposed | 3582 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-15 | Restricted Stock Unit Award | $0 | M | 1051 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (1051) | Direct |
| 2019-08-15 | Restricted Stock Unit Award | $0 | M | 713 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (713) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,767.38 and the lowest price at which shares were sold was $1,767.13.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,769.11 and the lowest price at which shares were sold was $1,768.13.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,780.04 and the lowest price at which shares were sold was $1,779.84.
F5: Converts into Common Stock on a one-for-one basis.
F6: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.