AMAZON COM INC — Director's Dealing 2019

Aug 19, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-08-15

Reporting Person: Jassy Andrew R (CEO Amazon Web Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-15	Common Stock, par value $.01 per share	M	1139	—	Acquired	93753	Direct
2019-08-15	Common Stock, par value $.01 per share	M	2434	—	Acquired	96187	Direct
2019-08-15	Common Stock, par value $.01 per share	M	4500	—	Acquired	100687	Direct
2019-08-15	Common Stock, par value $.01 per share	S	200	$1768.355	Disposed	100487	Direct
2019-08-15	Common Stock, par value $.01 per share	S	400	$1770.37	Disposed	100087	Direct
2019-08-15	Common Stock, par value $.01 per share	S	300	$1771.48	Disposed	99787	Direct
2019-08-15	Common Stock, par value $.01 per share	S	500	$1772.806	Disposed	99287	Direct
2019-08-15	Common Stock, par value $.01 per share	S	300	$1774.0267	Disposed	98987	Direct
2019-08-15	Common Stock, par value $.01 per share	S	300	$1775.5367	Disposed	98687	Direct
2019-08-15	Common Stock, par value $.01 per share	S	200	$1776.365	Disposed	98487	Direct
2019-08-15	Common Stock, par value $.01 per share	S	1	$1777.20	Disposed	98486	Direct
2019-08-15	Common Stock, par value $.01 per share	S	301	$1778.61	Disposed	98185	Direct
2019-08-15	Common Stock, par value $.01 per share	S	328	$1780.1935	Disposed	97857	Direct
2019-08-15	Common Stock, par value $.01 per share	S	300	$1782.6933	Disposed	97557	Direct
2019-08-15	Common Stock, par value $.01 per share	S	100	$1787.05	Disposed	97457	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-15	Restricted Stock Unit Award	$0	M	1139	Disposed	2022-02-15	Common Stock, par value $.01 per share (1139)	Direct
2019-08-15	Restricted Stock Unit Award	$0	M	2434	Disposed	2020-02-15	Common Stock, par value $.01 per share (2434)	Direct
2019-08-15	Restricted Stock Unit Award	$0	M	4500	Disposed	2023-02-15	Common Stock, par value $.01 per share (4500)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.01 per share	489.878	Indirect

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,768.58 and the lowest price at which shares were sold was $1,768.13.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,770.76 and the lowest price at which shares were sold was $1,770.01.

F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,771.75 and the lowest price at which shares were sold was $1,771.14.

F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,773.26 and the lowest price at which shares were sold was $1,772.60.

F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,774.38 and the lowest price at which shares were sold was $1,773.81.

F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,775.87 and the lowest price at which shares were sold was $1,775.15.

F8: Represents the weighted average sale price. The highest price at which shares were sold was $1,776.58 and the lowest price at which shares were sold was $1,776.15.

F9: Represents the weighted average sale price. The highest price at which shares were sold was $1,779.05 and the lowest price at which shares were sold was $1,778.28.

F10: Represents the weighted average sale price. The highest price at which shares were sold was $1,780.70 and the lowest price at which shares were sold was $1,779.89.

F11: Represents the weighted average sale price. The highest price at which shares were sold was $1,783.03 and the lowest price at which shares were sold was $1,782.05.

F12: Converts into Common Stock on a one-for-one basis.

F13: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.

F14: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020.

F15: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.