AI assistant
AMAZON COM INC — Director's Dealing 2019
Aug 19, 2019
29737_dirs_2019-08-19_8e47ddcb-909b-4bab-8ef2-103f4e4cbaeb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-08-15
Reporting Person: WILKE JEFFREY A (CEO Worldwide Consumer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-15 | Common Stock, par value $.01 per share | M | 2708 | $0.00 | Acquired | 18005 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | M | 864 | $0.00 | Acquired | 18869 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | M | 4500 | $0.00 | Acquired | 23369 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 200 | $1780.1276 | Disposed | 23169 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 100 | $1779.54 | Disposed | 23069 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 474 | $1778.0526 | Disposed | 22595 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 216 | $1777.1619 | Disposed | 22379 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 784 | $1775.7553 | Disposed | 21595 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 201 | $1775.0674 | Disposed | 21394 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 100 | $1774.0925 | Disposed | 21294 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 300 | $1772.6812 | Disposed | 20994 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 300 | $1771.5919 | Disposed | 20694 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 500 | $1769.3208 | Disposed | 20194 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 100 | $1766.36 | Disposed | 20094 | Indirect |
| 2019-08-15 | Common Stock, par value $.01 per share | S | 200 | $1765.0655 | Disposed | 19894 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-15 | Restricted | |||||||
| Stock | ||||||||
| Unit | ||||||||
| Award | $0.00 | M | 2708 | Disposed | 2020-02-15 | Common | ||
| Stock, | ||||||||
| par value | ||||||||
| $.01 per | ||||||||
| share (2708) | Direct | |||||||
| 2019-08-15 | Restricted | |||||||
| Stock | ||||||||
| Unit | ||||||||
| Award | $0.00 | M | 864 | Disposed | 2022-02-15 | Common | ||
| Stock, | ||||||||
| par value | ||||||||
| $.01 per | ||||||||
| share (864) | Direct | |||||||
| 2019-08-15 | Restricted | |||||||
| Stock | ||||||||
| Unit | ||||||||
| Award | $0.00 | M | 4500 | Disposed | 2023-02-15 | Common | ||
| Stock, | ||||||||
| par value | ||||||||
| $.01 per | ||||||||
| share (4500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 10000 | Direct |
| Common Stock, par value $.01 per share | 30808 | Indirect |
| Common Stock, par value $.01 per share | 535.306 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,780.65 and the lowest price at which shares were sold was $1,780.03.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,778.46 and the lowest price at which shares were sold was $1,777.60.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,777.32 and the lowest price at which shares were sold was $1,776.37.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,776.29 and the lowest price at which shares were sold was $1,775.45.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,775.17 and the lowest price at which shares were sold was $1,774.97.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,774.14 and the lowest price at which shares were sold was $1,774.03.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $1,772.87 and the lowest price at which shares were sold was $1,772.54.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $1,771.72 and the lowest price at which shares were sold was $1,771.36.
F10: Represents the weighted average sale price. The highest price at which shares were sold was $1,769.65 and the lowest price at which shares were sold was $1,769.20.
F11: Represents the weighted average sale price. The highest price at which shares were sold was $1,765.23 and the lowest price at which shares were sold was $1,764.95.
F12: Converts into Common Stock on a one-for-one basis.
F13: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,512 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 3,513 shares on February 15, 2019; 2,708 shares on each of May 15, 2019 and August 15, 2019; and 2,709 shares on each of November 15, 2019 and February 15, 2020.
F14: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 596 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 597 shares on February 15, 2019; 864 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F15: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.