AMAZON COM INC — Director's Dealing 2019

Nov 19, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-11-15

Reporting Person: Zapolsky David (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-15	Common Stock, par value $.01 per share	M	1051	—	Acquired	4633	Direct
2019-11-15	Common Stock, par value $.01 per share	M	714	—	Acquired	5347	Direct
2019-11-15	Common Stock, par value $.01 per share	S	100	$1746.20	Disposed	5247	Direct
2019-11-15	Common Stock, par value $.01 per share	S	380	$1748.0815	Disposed	4867	Direct
2019-11-15	Common Stock, par value $.01 per share	S	100	$1749.66	Disposed	4767	Direct
2019-11-15	Common Stock, par value $.01 per share	S	100	$1750.90	Disposed	4667	Direct
2019-11-15	Common Stock, par value $.01 per share	S	100	$1756.86	Disposed	4567	Direct
2019-11-15	Common Stock, par value $.01 per share	S	100	$1759.34	Disposed	4467	Direct
2019-11-15	Common Stock, par value $.01 per share	G	222	—	Disposed	4245	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-15	Restricted Stock Unit Award	$0	M	1051	Disposed	2020-02-15	Common Stock, par value $.01 per share (1051)	Direct
2019-11-15	Restricted Stock Unit Award	$0	M	714	Disposed	2022-02-15	Common Stock, par value $.01 per share (714)	Direct

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,748.43 and the lowest price at which shares were sold was $1,747.77.

F3: Contributions to non-profit organizations.

F4: Converts into Common Stock on a one-for-one basis.

F5: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.

F6: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.