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AMAZON COM INC — Director's Dealing 2019
Nov 19, 2019
29737_dirs_2019-11-19_928c9ec2-889f-4b14-8335-3b6ed31767cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-11-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-15 | Common Stock, par value $.01 per share | M | 1692 | — | Acquired | 50659 | Direct |
| 2019-11-15 | Common Stock, par value $.01 per share | M | 1881 | — | Acquired | 52540 | Direct |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 100 | $1745.64 | Disposed | 52440 | Direct |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 554 | $1747.0944 | Disposed | 51886 | Direct |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 719 | $1748.6682 | Disposed | 51167 | Direct |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 500 | $1749.474 | Disposed | 50667 | Direct |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 100 | $1751.26 | Disposed | 50567 | Direct |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 300 | $1752.9567 | Disposed | 50267 | Direct |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 400 | $1753.8925 | Disposed | 49867 | Direct |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 100 | $1756.87 | Disposed | 49767 | Direct |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 800 | $1759.97 | Disposed | 48967 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-15 | Restricted Stock Unit Award | $0 | M | 1692 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (1692) | Direct |
| 2019-11-15 | Restricted Stock Unit Award | $0 | M | 1881 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (1881) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 18015 | Indirect |
| Common Stock, par value $.01 per share | 477.649 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,747.62 and the lowest price at which shares were sold was $1,746.71.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,749.05 and the lowest price at which shares were sold was $1,748.07.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,749.83 and the lowest price at which shares were sold was $1,749.13.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,753.33 and the lowest price at which shares were sold was $1,752.58.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,754.24 and the lowest price at which shares were sold was $1,753.69.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,760.05 and the lowest price at which shares were sold was $1,759.43.
F8: Converts into Common Stock on a one-for-one basis.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,036 shares on each of May 15, 2017 and August 15, 2017; 1,037 shares on each of November 15, 2017 and February 15, 2018; 1,667 shares on each of May 15, 2018 and August 15, 2018; 1,668 shares on each of November 15, 2018 and February 15, 2019; 1,692 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 2,441 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,880 shares on each of May 15, 2019 and August 15, 2019; and 1,881 shares on each of November 15, 2019 and February 15, 2020.