AMAZON COM INC — Director's Dealing 2019

Nov 19, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-11-15

Reporting Person: Jassy Andrew R (CEO Amazon Web Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-15	Common Stock, par value $.01 per share	M	1139	—	Acquired	98596	Direct
2019-11-15	Common Stock, par value $.01 per share	M	2434	—	Acquired	101030	Direct
2019-11-15	Common Stock, par value $.01 per share	M	4500	—	Acquired	105530	Direct
2019-11-15	Common Stock, par value $.01 per share	S	200	$1745.905	Disposed	105330	Direct
2019-11-15	Common Stock, par value $.01 per share	S	429	$1747.5217	Disposed	104901	Direct
2019-11-15	Common Stock, par value $.01 per share	S	601	$1748.4693	Disposed	104300	Direct
2019-11-15	Common Stock, par value $.01 per share	S	500	$1749.764	Disposed	103800	Direct
2019-11-15	Common Stock, par value $.01 per share	S	300	$1752.11	Disposed	103500	Direct
2019-11-15	Common Stock, par value $.01 per share	S	100	$1752.80	Disposed	103400	Direct
2019-11-15	Common Stock, par value $.01 per share	S	200	$1753.95	Disposed	103200	Direct
2019-11-15	Common Stock, par value $.01 per share	S	200	$1756.845	Disposed	103000	Direct
2019-11-15	Common Stock, par value $.01 per share	S	700	$1759.86	Disposed	102300	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-15	Restricted Stock Unit Award	$0	M	1139	Disposed	2022-02-15	Common Stock, par value $.01 per share (1139)	Direct
2019-11-15	Restricted Stock Unit Award	$0	M	2434	Disposed	2020-02-15	Common Stock, par value $.01 per share (2434)	Direct
2019-11-15	Restricted Stock Unit Award	$0	M	4500	Disposed	2023-02-15	Common Stock, par value $.01 per share (4500)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.01 per share	490.124	Indirect

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,746.05 and the lowest price at which shares were sold was $1,745.76.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,747.89 and the lowest price at which shares were sold was $1,747.02.

F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,749.03 and the lowest price at which shares were sold was $1,748.06.

F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,750.00 and the lowest price at which shares were sold was $1,749.57.

F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,752.37 and the lowest price at which shares were sold was $1,751.68.

F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,753.96 and the lowest price at which shares were sold was $1,753.94.

F8: Represents the weighted average sale price. The highest price at which shares were sold was $1,756.86 and the lowest price at which shares were sold was $1,756.83.

F9: Represents the weighted average sale price. The highest price at which shares were sold was $1,760.05 and the lowest price at which shares were sold was $1,759.34.

F10: Converts into Common Stock on a one-for-one basis.

F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.

F12: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020.

F13: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.