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AMAZON COM INC — Director's Dealing 2019
Nov 19, 2019
29737_dirs_2019-11-19_cb7c07ce-8397-4e6b-8e4d-ded6bb2cbe74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-11-15
Reporting Person: WILKE JEFFREY A (CEO Worldwide Consumer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-15 | Common Stock, par value $.01 per share | M | 2709 | $0.00 | Acquired | 13803 | Indirect |
| 2019-11-15 | Common Stock, par value $.01 per share | M | 864 | $0.00 | Acquired | 14667 | Indirect |
| 2019-11-15 | Common Stock, par value $.01 per share | M | 4500 | $0.00 | Acquired | 19167 | Indirect |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 300 | $1751.4833 | Disposed | 18867 | Indirect |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 500 | $1750.2963 | Disposed | 18367 | Indirect |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 600 | $1748.9479 | Disposed | 17767 | Indirect |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 421 | $1747.5143 | Disposed | 17346 | Indirect |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 579 | $1747.0309 | Disposed | 16767 | Indirect |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 100 | $1746.0129 | Disposed | 16667 | Indirect |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 200 | $1740.00 | Disposed | 16467 | Indirect |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 575 | $1737.7721 | Disposed | 15892 | Indirect |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 100 | $1735.5041 | Disposed | 15792 | Indirect |
| 2019-11-15 | Common Stock, par value $.01 per share | S | 100 | $1733.00 | Disposed | 15692 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-15 | Restricted Stock Unit Award | $0.00 | M | 2709 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (2709) | Direct |
| 2019-11-15 | Restricted Stock Unit Award | $0.00 | M | 864 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (864) | Direct |
| 2019-11-15 | Restricted Stock Unit Award | $0.00 | M | 4500 | Disposed | 2023-02-15 | Common Stock, par value $.01 per share (4500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 10000 | Direct |
| Common Stock, par value $.01 per share | 30808 | Indirect |
| Common Stock, par value $.01 per share | 535.798 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,752.01 and the lowest price at which shares were sold was $1,751.21.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,750.67 and the lowest price at which shares were sold was $1,750.00.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,749.50 and the lowest price at which shares were sold was $1,748.64.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,748.23 and the lowest price at which shares were sold was $1,747.26.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,747.20 and the lowest price at which shares were sold was $1,746.78.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,746.05 and the lowest price at which shares were sold was $1,746.00.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $1,738.14 and the lowest price at which shares were sold was $1,737.38.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $1,735.52 and the lowest price at which shares were sold was $1,735.50.
F10: Converts into Common Stock on a one-for-one basis.
F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,512 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 3,513 shares on February 15, 2019; 2,708 shares on each of May 15, 2019 and August 15, 2019; and 2,709 shares on each of November 15, 2019 and February 15, 2020.
F12: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 596 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 597 shares on February 15, 2019; 864 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F13: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.