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AMAZON COM INC Director's Dealing 2019

Nov 19, 2019

29737_dirs_2019-11-19_cb7c07ce-8397-4e6b-8e4d-ded6bb2cbe74.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2019-11-15

Reporting Person: WILKE JEFFREY A (CEO Worldwide Consumer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-15 Common Stock, par value $.01 per share M 2709 $0.00 Acquired 13803 Indirect
2019-11-15 Common Stock, par value $.01 per share M 864 $0.00 Acquired 14667 Indirect
2019-11-15 Common Stock, par value $.01 per share M 4500 $0.00 Acquired 19167 Indirect
2019-11-15 Common Stock, par value $.01 per share S 300 $1751.4833 Disposed 18867 Indirect
2019-11-15 Common Stock, par value $.01 per share S 500 $1750.2963 Disposed 18367 Indirect
2019-11-15 Common Stock, par value $.01 per share S 600 $1748.9479 Disposed 17767 Indirect
2019-11-15 Common Stock, par value $.01 per share S 421 $1747.5143 Disposed 17346 Indirect
2019-11-15 Common Stock, par value $.01 per share S 579 $1747.0309 Disposed 16767 Indirect
2019-11-15 Common Stock, par value $.01 per share S 100 $1746.0129 Disposed 16667 Indirect
2019-11-15 Common Stock, par value $.01 per share S 200 $1740.00 Disposed 16467 Indirect
2019-11-15 Common Stock, par value $.01 per share S 575 $1737.7721 Disposed 15892 Indirect
2019-11-15 Common Stock, par value $.01 per share S 100 $1735.5041 Disposed 15792 Indirect
2019-11-15 Common Stock, par value $.01 per share S 100 $1733.00 Disposed 15692 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-15 Restricted Stock Unit Award $0.00 M 2709 Disposed 2020-02-15 Common Stock, par value $.01 per share (2709) Direct
2019-11-15 Restricted Stock Unit Award $0.00 M 864 Disposed 2022-02-15 Common Stock, par value $.01 per share (864) Direct
2019-11-15 Restricted Stock Unit Award $0.00 M 4500 Disposed 2023-02-15 Common Stock, par value $.01 per share (4500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.01 per share 10000 Direct
Common Stock, par value $.01 per share 30808 Indirect
Common Stock, par value $.01 per share 535.798 Indirect

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,752.01 and the lowest price at which shares were sold was $1,751.21.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,750.67 and the lowest price at which shares were sold was $1,750.00.

F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,749.50 and the lowest price at which shares were sold was $1,748.64.

F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,748.23 and the lowest price at which shares were sold was $1,747.26.

F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,747.20 and the lowest price at which shares were sold was $1,746.78.

F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,746.05 and the lowest price at which shares were sold was $1,746.00.

F8: Represents the weighted average sale price. The highest price at which shares were sold was $1,738.14 and the lowest price at which shares were sold was $1,737.38.

F9: Represents the weighted average sale price. The highest price at which shares were sold was $1,735.52 and the lowest price at which shares were sold was $1,735.50.

F10: Converts into Common Stock on a one-for-one basis.

F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,512 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 3,513 shares on February 15, 2019; 2,708 shares on each of May 15, 2019 and August 15, 2019; and 2,709 shares on each of November 15, 2019 and February 15, 2020.

F12: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 596 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 597 shares on February 15, 2019; 864 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.

F13: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.