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AMAZON COM INC — Director's Dealing 2018
Feb 20, 2018
29737_dirs_2018-02-20_252b1a91-1a4e-49d9-8017-2fee0f2fb31d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-02-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-15 | Common Stock, par value $.01 per share | M | 3688 | — | Acquired | 58716 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | M | 1037 | — | Acquired | 59753 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 500 | $1451.74 | Disposed | 59253 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 200 | $1452.94 | Disposed | 59053 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 400 | $1455.0675 | Disposed | 58653 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 1253 | $1456.0764 | Disposed | 57400 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 300 | $1457.0967 | Disposed | 57100 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 1400 | $1458.3271 | Disposed | 55700 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 1100 | $1459.75 | Disposed | 54600 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 2207 | $1461.1352 | Disposed | 52393 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 1300 | $1462.0908 | Disposed | 51093 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 1306 | $1463.1106 | Disposed | 49787 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 600 | $1464.0933 | Disposed | 49187 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 900 | $1465.1167 | Disposed | 48287 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 1100 | $1466.7509 | Disposed | 47187 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 100 | $1467.22 | Disposed | 47087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-15 | Restricted Stock Unit Award | $0.0 | M | 3688 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (3688.0) | Direct |
| 2018-02-15 | Restricted Stock Unit Award | $0.0 | M | 1037 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (1037.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 475.564 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,451.99 and the lowest price at which shares were sold was $1,451.63.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,452.99 and the lowest price at which shares were sold was $1,452.89.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,455.46 and the lowest price at which shares were sold was $1,454.48.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,456.41 and the lowest price at which shares were sold was $1,455.57.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,457.50 and the lowest price at which shares were sold was $1,456.82.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,458.68 and the lowest price at which shares were sold was $1,457.94.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $1,460.05 and the lowest price at which shares were sold was $1,459.25.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $1,461.57 and the lowest price at which shares were sold was $1,460.68.
F10: Represents the weighted average sale price. The highest price at which shares were sold was $1,462.34 and the lowest price at which shares were sold was $1,461.72.
F11: Represents the weighted average sale price. The highest price at which shares were sold was $1,463.59 and the lowest price at which shares were sold was $1,462.73.
F12: Represents the weighted average sale price. The highest price at which shares were sold was $1,464.69 and the lowest price at which shares were sold was $1,463.78.
F13: Represents the weighted average sale price. The highest price at which shares were sold was $1,465.55 and the lowest price at which shares were sold was $1,464.81.
F14: Represents the weighted average sale price. The highest price at which shares were sold was $1,467.03 and the lowest price at which shares were sold was $1,466.05.
F15: Converts into Common Stock on a one-for-one basis.
F16: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
F17: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,036 shares on each of May 15, 2017 and August 15, 2017; 1,037 shares on each of November 15, 2017 and February 15, 2018; 1,667 shares on each of May 15, 2018 and August 15, 2018; 1,668 shares on each of November 15, 2018 and February 15, 2019; 1,692 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.