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AMAZON COM INC — Director's Dealing 2018
Feb 20, 2018
29737_dirs_2018-02-20_e2a404c3-3650-4920-b15f-d8a9cf1da4f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-02-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-15 | Common Stock, par value $.01 per share | M | 1001 | — | Acquired | 2577 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | M | 754 | — | Acquired | 3331 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | M | 578 | — | Acquired | 3909 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 100 | $1451.64 | Disposed | 3809 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 200 | $1455.655 | Disposed | 3609 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 100 | $1458.50 | Disposed | 3509 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 692 | $1460.5381 | Disposed | 2817 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 300 | $1462.61 | Disposed | 2517 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 100 | $1463.52 | Disposed | 2417 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 724 | $1466.827 | Disposed | 1693 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-15 | Restricted Stock Unit Award | $0.0 | M | 1001 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1001.0) | Direct |
| 2018-02-15 | Restricted Stock Unit Award | $0.0 | M | 754 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (754.0) | Direct |
| 2018-02-15 | Restricted Stock Unit Award | $0.0 | M | 578 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (578.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,455.66 and the lowest price at which shares were sold was $1,455.65.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,460.99 and the lowest price at which shares were sold was $1,460.03.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,462.99 and the lowest price at which shares were sold was $1,462.04.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,467.04 and the lowest price at which shares were sold was $1,466.78.
F6: Converts into Common Stock on a one-for-one basis.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.