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AMAZON COM INC Director's Dealing 2018

Feb 20, 2018

29737_dirs_2018-02-20_e2a404c3-3650-4920-b15f-d8a9cf1da4f5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-02-15

Reporting Person: Zapolsky David (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-15 Common Stock, par value $.01 per share M 1001 Acquired 2577 Direct
2018-02-15 Common Stock, par value $.01 per share M 754 Acquired 3331 Direct
2018-02-15 Common Stock, par value $.01 per share M 578 Acquired 3909 Direct
2018-02-15 Common Stock, par value $.01 per share S 100 $1451.64 Disposed 3809 Direct
2018-02-15 Common Stock, par value $.01 per share S 200 $1455.655 Disposed 3609 Direct
2018-02-15 Common Stock, par value $.01 per share S 100 $1458.50 Disposed 3509 Direct
2018-02-15 Common Stock, par value $.01 per share S 692 $1460.5381 Disposed 2817 Direct
2018-02-15 Common Stock, par value $.01 per share S 300 $1462.61 Disposed 2517 Direct
2018-02-15 Common Stock, par value $.01 per share S 100 $1463.52 Disposed 2417 Direct
2018-02-15 Common Stock, par value $.01 per share S 724 $1466.827 Disposed 1693 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-15 Restricted Stock Unit Award $0.0 M 1001 Disposed 2018-02-15 Common Stock, par value $.01 per share (1001.0) Direct
2018-02-15 Restricted Stock Unit Award $0.0 M 754 Disposed 2020-02-15 Common Stock, par value $.01 per share (754.0) Direct
2018-02-15 Restricted Stock Unit Award $0.0 M 578 Disposed 2022-02-15 Common Stock, par value $.01 per share (578.0) Direct

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,455.66 and the lowest price at which shares were sold was $1,455.65.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,460.99 and the lowest price at which shares were sold was $1,460.03.

F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,462.99 and the lowest price at which shares were sold was $1,462.04.

F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,467.04 and the lowest price at which shares were sold was $1,466.78.

F6: Converts into Common Stock on a one-for-one basis.

F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.

F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.

F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.