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AMAZON COM INC — Director's Dealing 2018
Nov 19, 2018
29737_dirs_2018-11-19_fe38e823-3111-4a3a-93e4-3b216047482b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-11-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-15 | Common Stock, par value $.01 per share | M | 1368 | — | Acquired | 3263 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | M | 662 | — | Acquired | 3925 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1548.74 | Disposed | 3825 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 104 | $1550.1877 | Disposed | 3721 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 210 | $1554.489 | Disposed | 3511 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1555.37 | Disposed | 3411 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1558.53 | Disposed | 3311 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 200 | $1562.30 | Disposed | 3111 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 169 | $1563.432 | Disposed | 2942 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 200 | $1568.94 | Disposed | 2742 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 46 | $1570.95 | Disposed | 2696 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 200 | $1572.71 | Disposed | 2496 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1575.91 | Disposed | 2396 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 200 | $1577.45 | Disposed | 2196 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1579.30 | Disposed | 2096 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1587.72 | Disposed | 1996 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-15 | Restricted Stock Unit Award | $0.0 | M | 1368 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (1368.0) | Direct |
| 2018-11-15 | Restricted Stock Unit Award | $0.0 | M | 662 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (662.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,551.13 and the lowest price at which shares were sold was $1,550.15.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,554.87 and the lowest price at which shares were sold was $1,554.12.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,562.61 and the lowest price at which shares were sold was $1,561.99.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,563.73 and the lowest price at which shares were sold was $1,563.00.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,568.98 and the lowest price at which shares were sold was $1,568.90.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,573.16 and the lowest price at which shares were sold was $1,572.26.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $1,577.89 and the lowest price at which shares were sold was $1,577.01.
F9: Converts into Common Stock on a one-for-one basis.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.