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AMAZON COM INC — Director's Dealing 2018
May 17, 2018
29737_dirs_2018-05-17_188f636d-96dd-4d19-a707-5a90213d2cde.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-05-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-15 | Common Stock, par value $.01 per share | M | 1367 | — | Acquired | 3060 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | M | 661 | — | Acquired | 3721 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 100 | $1566.24 | Disposed | 3621 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 20 | $1567.45 | Disposed | 3601 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 100 | $1568.64 | Disposed | 3501 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 200 | $1569.86 | Disposed | 3301 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 299 | $1572.6053 | Disposed | 3002 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 309 | $1574.0281 | Disposed | 2693 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 299 | $1575.0038 | Disposed | 2394 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 300 | $1575.93 | Disposed | 2094 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 100 | $1577.75 | Disposed | 1994 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 100 | $1579.20 | Disposed | 1894 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 100 | $1586.04 | Disposed | 1794 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-15 | Restricted Stock Unit Award | $0.0 | M | 1367 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (1367.0) | Direct |
| 2018-05-15 | Restricted Stock Unit Award | $0.0 | M | 661 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (661.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,570.01 and the lowest price at which shares were sold was $1,569.71.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,573.14 and the lowest price at which shares were sold was $1,572.35.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,574.23 and the lowest price at which shares were sold was $1,573.63.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,575.49 and the lowest price at which shares were sold was $1,574.65.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,576.26 and the lowest price at which shares were sold was $1,575.65.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.