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AMAZON COM INC — Director's Dealing 2018
Nov 19, 2018
29737_dirs_2018-11-19_06486c91-f972-46ea-baab-503b21cf7c2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-11-15
Reporting Person: Jassy Andrew R (CEO Amazon Web Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-15 | Common Stock, par value $.01 per share | M | 952 | — | Acquired | 91183 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | M | 3157 | — | Acquired | 94340 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1549.60 | Disposed | 94240 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 132 | $1553.2409 | Disposed | 94108 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 200 | $1554.775 | Disposed | 93908 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 26 | $1557.15 | Disposed | 93882 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 10 | $1560.80 | Disposed | 93872 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 284 | $1562.5168 | Disposed | 93588 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 37 | $1563.85 | Disposed | 93551 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1567.15 | Disposed | 93451 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 37 | $1569.50 | Disposed | 93414 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1571.21 | Disposed | 93314 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1572.54 | Disposed | 93214 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 300 | $1574.45 | Disposed | 92914 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 200 | $1576.415 | Disposed | 92714 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1586.68 | Disposed | 92614 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-15 | Restricted Stock Unit Award | $0.0 | M | 952 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (952.0) | Direct |
| 2018-11-15 | Restricted Stock Unit Award | $0.0 | M | 3157 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (3157.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 489.125 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,553.35 and the lowest price at which shares were sold was $1,552.90.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,554.87 and the lowest price at which shares were sold was $1,554.68.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,562.64 and the lowest price at which shares were sold was $1,562.32.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,574.96 and the lowest price at which shares were sold was $1,574.15.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,576.91 and the lowest price at which shares were sold was $1,575.92.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020.