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AMAZON COM INC Director's Dealing 2018

Nov 19, 2018

29737_dirs_2018-11-19_06486c91-f972-46ea-baab-503b21cf7c2c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-11-15

Reporting Person: Jassy Andrew R (CEO Amazon Web Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-15 Common Stock, par value $.01 per share M 952 Acquired 91183 Direct
2018-11-15 Common Stock, par value $.01 per share M 3157 Acquired 94340 Direct
2018-11-15 Common Stock, par value $.01 per share S 100 $1549.60 Disposed 94240 Direct
2018-11-15 Common Stock, par value $.01 per share S 132 $1553.2409 Disposed 94108 Direct
2018-11-15 Common Stock, par value $.01 per share S 200 $1554.775 Disposed 93908 Direct
2018-11-15 Common Stock, par value $.01 per share S 26 $1557.15 Disposed 93882 Direct
2018-11-15 Common Stock, par value $.01 per share S 10 $1560.80 Disposed 93872 Direct
2018-11-15 Common Stock, par value $.01 per share S 284 $1562.5168 Disposed 93588 Direct
2018-11-15 Common Stock, par value $.01 per share S 37 $1563.85 Disposed 93551 Direct
2018-11-15 Common Stock, par value $.01 per share S 100 $1567.15 Disposed 93451 Direct
2018-11-15 Common Stock, par value $.01 per share S 37 $1569.50 Disposed 93414 Direct
2018-11-15 Common Stock, par value $.01 per share S 100 $1571.21 Disposed 93314 Direct
2018-11-15 Common Stock, par value $.01 per share S 100 $1572.54 Disposed 93214 Direct
2018-11-15 Common Stock, par value $.01 per share S 300 $1574.45 Disposed 92914 Direct
2018-11-15 Common Stock, par value $.01 per share S 200 $1576.415 Disposed 92714 Direct
2018-11-15 Common Stock, par value $.01 per share S 100 $1586.68 Disposed 92614 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-15 Restricted Stock Unit Award $0.0 M 952 Disposed 2022-02-15 Common Stock, par value $.01 per share (952.0) Direct
2018-11-15 Restricted Stock Unit Award $0.0 M 3157 Disposed 2020-02-15 Common Stock, par value $.01 per share (3157.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.01 per share 489.125 Indirect

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,553.35 and the lowest price at which shares were sold was $1,552.90.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,554.87 and the lowest price at which shares were sold was $1,554.68.

F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,562.64 and the lowest price at which shares were sold was $1,562.32.

F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,574.96 and the lowest price at which shares were sold was $1,574.15.

F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,576.91 and the lowest price at which shares were sold was $1,575.92.

F7: Converts into Common Stock on a one-for-one basis.

F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.

F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020.