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AMAZON COM INC — Director's Dealing 2018
May 17, 2018
29737_dirs_2018-05-17_a04a6334-8531-4166-85e3-a737dbe6a96e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-05-15
Reporting Person: Jassy Andrew R (CEO Amazon Web Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-15 | Common Stock, par value $.01 per share | M | 952 | — | Acquired | 86419 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | M | 3156 | — | Acquired | 89575 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 200 | $1568.12 | Disposed | 89375 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 200 | $1570.14 | Disposed | 89175 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 326 | $1572.6428 | Disposed | 88849 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 400 | $1574.585 | Disposed | 88449 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 200 | $1576.27 | Disposed | 88249 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 200 | $1577.0448 | Disposed | 88049 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 100 | $1578.65 | Disposed | 87949 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | S | 100 | $1586.04 | Disposed | 87849 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-15 | Restricted Stock Unit Award | $0.0 | M | 952 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (952.0) | Direct |
| 2018-05-15 | Restricted Stock Unit Award | $0.0 | M | 3156 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (3156.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 488.635 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,568.15 and the lowest price at which shares were sold was $1,568.09.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,570.15 and the lowest price at which shares were sold was $1,570.13.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,572.96 and the lowest price at which shares were sold was $1,572.36.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,575.04 and the lowest price at which shares were sold was $1,574.07.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,576.72 and the lowest price at which shares were sold was $1,575.82.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,577.07 and the lowest price at which shares were sold was $1,577.00.
F8: Converts into Common Stock on a one-for-one basis.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020.