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AMAZON COM INC — Director's Dealing 2018
Aug 17, 2018
29737_dirs_2018-08-17_55caa9e0-bb06-4777-a35b-4aecf285721b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-08-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-15 | Common Stock, par value $.01 per share | M | 1367 | — | Acquired | 3161 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | M | 661 | — | Acquired | 3822 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 159 | $1873.317 | Disposed | 3663 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1887.58 | Disposed | 3563 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1891.91 | Disposed | 3463 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 155 | $1893.0897 | Disposed | 3308 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1894.15 | Disposed | 3208 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1899.06 | Disposed | 3108 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 200 | $1901.78 | Disposed | 2908 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 231 | $1903.4492 | Disposed | 2677 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1905.36 | Disposed | 2577 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 182 | $1907.2025 | Disposed | 2395 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 200 | $1908.16 | Disposed | 2195 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 200 | $1909.325 | Disposed | 1995 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1914.71 | Disposed | 1895 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-15 | Restricted Stock Unit Award | $0.0 | M | 1367 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (1367.0) | Direct |
| 2018-08-15 | Restricted Stock Unit Award | $0.0 | M | 661 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (661.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,873.51 and the lowest price at which shares were sold was $1,872.99.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,893.15 and the lowest price at which shares were sold was $1,892.98.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,902.14 and the lowest price at which shares were sold was $1,901.42.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,903.74 and the lowest price at which shares were sold was $1,903.04.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,907.59 and the lowest price at which shares were sold was $1,906.73.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,908.27 and the lowest price at which shares were sold was $1,908.05.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $1,909.55 and the lowest price at which shares were sold was $1,909.10.
F9: Converts into Common Stock on a one-for-one basis.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.