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AMAZON COM INC — Director's Dealing 2018
May 17, 2018
29737_dirs_2018-05-17_e50f4a5e-fab8-4a5c-83dc-18cc938c7707.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-05-15
Reporting Person: WILKE JEFFREY A (CEO Worldwide Consumer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-15 | Common Stock, par value $.01 per share | M | 3512 | — | Acquired | 13512 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | M | 596 | — | Acquired | 14108 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | G | 3512 | — | Disposed | 10596 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | G | 596 | — | Disposed | 10000 | Direct |
| 2018-05-15 | Common Stock, par value $.01 per share | G | 3512 | — | Acquired | 57086 | Indirect |
| 2018-05-15 | Common Stock, par value $.01 per share | G | 596 | — | Acquired | 57682 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-15 | Restricted Stock Unit Award | $0.0 | M | 3512 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (3512.0) | Direct |
| 2018-05-15 | Restricted Stock Unit Award | $0.0 | M | 596 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (596.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 532.821 | Indirect |
Footnotes
F1: Converts into Common Stock on a one-for-one basis.
F2: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,512 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 3,513 shares on February 15, 2019; 2,708 shares on each of May 15, 2019 and August 15, 2019; and 2,709 shares on each of November 15, 2019 and February 15, 2020.
F3: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 596 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 597 shares on February 15, 2019; 864 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.