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AMAZON COM INC — Director's Dealing 2018
Feb 20, 2018
29737_dirs_2018-02-20_2f6add98-10cf-4046-9eb5-4040d1e7f348.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-02-15
Reporting Person: Jassy Andrew R (CEO Amazon Web Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-15 | Common Stock, par value $.01 per share | M | 4230 | — | Acquired | 86957 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | M | 495 | — | Acquired | 87452 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 100 | $1453 | Disposed | 87352 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 200 | $1454.71 | Disposed | 87152 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 200 | $1456.115 | Disposed | 86952 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 200 | $1457.1075 | Disposed | 86752 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 300 | $1459.8666 | Disposed | 86452 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 185 | $1460.965 | Disposed | 86267 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 300 | $1463.0632 | Disposed | 85967 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 200 | $1464.68 | Disposed | 85767 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 195 | $1466.4726 | Disposed | 85572 | Direct |
| 2018-02-15 | Common Stock, par value $.01 per share | S | 105 | $1467.0386 | Disposed | 85467 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-15 | Restricted Stock Unit Award | $0.0 | M | 4230 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (4230.0) | Direct |
| 2018-02-15 | Restricted Stock Unit Award | $0.0 | M | 495 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (495.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 488.345 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,456.23 and the lowest price at which shares were sold was $1,456.00.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,457.19 and the lowest price at which shares were sold was $1,457.02.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,460.23 and the lowest price at which shares were sold was $1,459.50.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,461.21 and the lowest price at which shares were sold was $1,460.62.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,463.17 and the lowest price at which shares were sold was $1,463.00.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $1,465.14 and the lowest price at which shares were sold was $1,464.22.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $1,466.97 and the lowest price at which shares were sold was $1,466.00.
F9: Represents the weighted average sale price. The highest price at which shares were sold was $1,467.04 and the lowest price at which shares were sold was $1,467.01.
F10: Converts into Common Stock on a one-for-one basis.
F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.
F12: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.