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AMAZON COM INC — Director's Dealing 2018
Aug 17, 2018
29737_dirs_2018-08-17_287b6cb7-e8d5-42cb-b7a6-df76a6d51a2e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-08-15
Reporting Person: Jassy Andrew R (CEO Amazon Web Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-15 | Common Stock, par value $.01 per share | M | 952 | — | Acquired | 88801 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | M | 3156 | — | Acquired | 91957 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 126 | $1873.4624 | Disposed | 91831 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1886.96 | Disposed | 91731 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1889.95 | Disposed | 91631 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1891.73 | Disposed | 91531 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1893.62 | Disposed | 91431 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1898.02 | Disposed | 91331 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 200 | $1902.945 | Disposed | 91131 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1903.74 | Disposed | 91031 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 300 | $1905.78 | Disposed | 90731 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 200 | $1906.865 | Disposed | 90531 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 200 | $1909.37 | Disposed | 90331 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1913.67 | Disposed | 90231 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-15 | Restricted Stock Unit Award | $0.0 | M | 952 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (952.0) | Direct |
| 2018-08-15 | Restricted Stock Unit Award | $0.0 | M | 3156 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (3156.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 488.889 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,874.01 and the lowest price at which shares were sold was $1,873.32.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,903.30 and the lowest price at which shares were sold was $1,902.59.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,906.05 and the lowest price at which shares were sold was $1,905.26.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,907.05 and the lowest price at which shares were sold was $1,906.68.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,909.55 and the lowest price at which shares were sold was $1,909.19.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020.