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AMAZON COM INC — Director's Dealing 2018
Aug 17, 2018
29737_dirs_2018-08-17_caa64963-69a0-450b-bcfb-db611b21d11e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-08-15
Reporting Person: Olsavsky Brian T (Senior Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-15 | Common Stock, par value $.01 per share | M | 781 | — | Acquired | 1781 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | M | 1117 | — | Acquired | 2898 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | M | 130 | — | Acquired | 3028 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 2028 | $1909.55 | Disposed | 1000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-15 | Restricted Stock Unit Award | $0.0 | M | 781 | Disposed | 2021-02-15 | Common Stock, par value $.01 per share (781.0) | Direct |
| 2018-08-15 | Restricted Stock Unit Award | $0.0 | M | 1117 | Disposed | 2019-02-15 | Common Stock, par value $.01 per share (1117.0) | Direct |
| 2018-08-15 | Restricted Stock Unit Award | $0.0 | M | 130 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (130.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 67.191 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Converts into Common Stock on a one-for-one basis.
F3: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 296 shares on each of May 15, 2016 and August 15, 2016; 297 shares on each of November 15, 2016 and February 15, 2017; 747 shares on May 15, 2017; 748 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 781 shares on each of May 15, 2018 and August 15, 2018; 782 shares on each of November 15, 2018 and February 15, 2019; 1,479 shares on May 15, 2019; 1,480 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 1,137 shares on May 15, 2020; and 1,138 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021.
F4: This award vests at the rate of: 73 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; and 1,117 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019.
F5: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 150 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 151 shares on February 15, 2018; 130 shares on each of May 15, 2018 and August 15, 2018; 131 shares on each of November 15, 2018 and February 15, 2019; 284 shares on May 15, 2019; 285 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 239 shares on each of May 15, 2020, August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.