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AMAZON COM INC — Director's Dealing 2018
Nov 19, 2018
29737_dirs_2018-11-19_2d311322-0046-4205-9626-5b511e23ef8c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-11-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-15 | Common Stock, par value $.01 per share | M | 1668 | — | Acquired | 44542 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | M | 2441 | — | Acquired | 46983 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 200 | $1552.17 | Disposed | 46783 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1554.61 | Disposed | 46683 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 300 | $1556.7367 | Disposed | 46383 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1561.53 | Disposed | 46283 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 155 | $1562.989 | Disposed | 46128 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 200 | $1564.015 | Disposed | 45928 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1565.78 | Disposed | 45828 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1568.88 | Disposed | 45728 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 200 | $1572.605 | Disposed | 45528 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1574.81 | Disposed | 45428 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1577.01 | Disposed | 45328 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1578.75 | Disposed | 45228 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1583.06 | Disposed | 45128 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1585.65 | Disposed | 45028 | Direct |
| 2018-11-15 | Common Stock, par value $.01 per share | S | 100 | $1587.84 | Disposed | 44928 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-15 | Restricted Stock Unit Award | $0.0 | M | 1668 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (1668.0) | Direct |
| 2018-11-15 | Restricted Stock Unit Award | $0.0 | M | 2441 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (2441.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 476.564 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,552.63 and the lowest price at which shares were sold was $1,551.71.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,557.15 and the lowest price at which shares were sold was $1,556.39.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,563.58 and the lowest price at which shares were sold was $1,562.73.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,564.15 and the lowest price at which shares were sold was $1,563.88.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,573.06 and the lowest price at which shares were sold was $1,572.15.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,036 shares on each of May 15, 2017 and August 15, 2017; 1,037 shares on each of November 15, 2017 and February 15, 2018; 1,667 shares on each of May 15, 2018 and August 15, 2018; 1,668 shares on each of November 15, 2018 and February 15, 2019; 1,692 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 2,441 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,880 shares on each of May 15, 2019 and August 15, 2019; and 1,881 shares on each of November 15, 2019 and February 15, 2020.