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AMAZON COM INC — Director's Dealing 2018
Aug 17, 2018
29737_dirs_2018-08-17_a9b9b38c-7bf3-4b23-9909-078d61a850e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2018-08-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-15 | Common Stock, par value $.01 per share | M | 1667 | — | Acquired | 46595 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | M | 2441 | — | Acquired | 49036 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 150 | $1873.4356 | Disposed | 48886 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 4 | $1874 | Disposed | 48882 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1884.98 | Disposed | 48782 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1890.68 | Disposed | 48682 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 200 | $1892.875 | Disposed | 48482 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1894.15 | Disposed | 48382 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1895.56 | Disposed | 48282 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1900.28 | Disposed | 48182 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 200 | $1901.615 | Disposed | 47982 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1904.14 | Disposed | 47882 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 500 | $1907.002 | Disposed | 47382 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 300 | $1909.1433 | Disposed | 47082 | Direct |
| 2018-08-15 | Common Stock, par value $.01 per share | S | 100 | $1914.56 | Disposed | 46982 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-15 | Restricted Stock Unit Award | $0.0 | M | 1667 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (1667.0) | Direct |
| 2018-08-15 | Restricted Stock Unit Award | $0.0 | M | 2441 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (2441.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 476.417 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,873.79 and the lowest price at which shares were sold was $1,873.00.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,893.14 and the lowest price at which shares were sold was $1,892.61.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,901.92 and the lowest price at which shares were sold was $1,901.31.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,907.55 and the lowest price at which shares were sold was $1,906.73.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,909.55 and the lowest price at which shares were sold was $1,908.69.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,036 shares on each of May 15, 2017 and August 15, 2017; 1,037 shares on each of November 15, 2017 and February 15, 2018; 1,667 shares on each of May 15, 2018 and August 15, 2018; 1,668 shares on each of November 15, 2018 and February 15, 2019; 1,692 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 2,441 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,880 shares on each of May 15, 2019 and August 15, 2019; and 1,881 shares on each of November 15, 2019 and February 15, 2020.