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AMAZON COM INC — Director's Dealing 2017
Feb 17, 2017
29737_dirs_2017-02-17_b5c241c6-d5e1-4ee7-9a3c-99fe16e6375c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2017-02-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-15 | Common Stock, par value $.01 per share | M | 450 | — | Acquired | 2468 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | M | 333 | — | Acquired | 2801 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | M | 524 | — | Acquired | 3325 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | M | 711 | — | Acquired | 4036 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | S | 200 | $833.91 | Disposed | 3836 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | S | 103 | $837.2671 | Disposed | 3733 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | S | 298 | $838.8485 | Disposed | 3435 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | S | 409 | $840.0614 | Disposed | 3026 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-15 | Restricted Stock Unit Award | $0.0 | M | 450 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (450.0) | Direct |
| 2017-02-15 | Restricted Stock Unit Award | $0.0 | M | 333 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (333.0) | Direct |
| 2017-02-15 | Restricted Stock Unit Award | $0.0 | M | 524 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (524.0) | Direct |
| 2017-02-15 | Restricted Stock Unit Award | $0.0 | M | 711 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (711.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $834.28 and the lowest price at which shares were sold was $833.54.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $837.27 and the lowest price at which shares were sold was $837.17.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $839.07 and the lowest price at which shares were sold was $838.64.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $840.59 and the lowest price at which shares were sold was $839.68.
F6: Converts into Common Stock on a one-for-one basis.
F7: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.
F8: This award vests at the rate of: 305 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 303 shares on February 15, 2015; 363 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 361 shares on February 15, 2016; 334 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 333 shares on February 15, 2017.
F9: This award vests at the rate of: 17 shares on May 15, 2014; 16 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 27 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 26 shares on February 15, 2016; and 524 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017.
F10: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.