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AMAZON COM INC — Director's Dealing 2017
Nov 17, 2017
29737_dirs_2017-11-17_dddcecf3-8d12-4de6-85a3-1ace5b3d32b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2017-11-15
Reporting Person: Reynolds Shelley (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-15 | Common Stock, par value $.01 per share | M | 544 | — | Acquired | 6533 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 200 | $1124.14 | Disposed | 6333 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 144 | $1125.3714 | Disposed | 6189 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 100 | $1127.95 | Disposed | 6089 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 100 | $1130.15 | Disposed | 5989 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-15 | Restricted Stock Unit Award | $0.0 | M | 544 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (544.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 132.784 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,124.55 and the lowest price at which shares were sold was $1,123.73.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,125.42 and the lowest price at which shares were sold was $1,125.35.
F4: Converts into Common Stock on a one-for-one basis.
F5: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 15 shares on May 15, 2015; 16 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 95 shares on each of May 15, 2016 and August 15, 2016; 96 shares on each of November 15, 2016 and February 15, 2017; 544 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 419 shares on each of May 15, 2018 and August 15, 2018; 420 shares on each of November 15, 2018 and February 15, 2019; and 318 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.