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AMAZON COM INC — Director's Dealing 2017
Nov 17, 2017
29737_dirs_2017-11-17_1ba9d39a-a82f-4930-b9a2-1986ce25fcc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2017-11-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-15 | Common Stock, par value $.01 per share | M | 3688 | — | Acquired | 56069 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | M | 1037 | — | Acquired | 57106 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 300 | $1123.1467 | Disposed | 56806 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 500 | $1124.014 | Disposed | 56306 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 278 | $1125.2996 | Disposed | 56028 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 700 | $1126.25 | Disposed | 55328 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 200 | $1127.535 | Disposed | 55128 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 100 | $1130.10 | Disposed | 55028 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-15 | Restricted Stock Unit Award | $0.0 | M | 3688 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (3688.0) | Direct |
| 2017-11-15 | Restricted Stock Unit Award | $0.0 | M | 1037 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (1037.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 474.228 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,123.46 and the lowest price at which shares were sold was $1,122.63.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,124.55 and the lowest price at which shares were sold was $1,123.68.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,125.60 and the lowest price at which shares were sold was $1,124.85.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,126.55 and the lowest price at which shares were sold was $1,125.97.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,128.03 and the lowest price at which shares were sold was $1,127.04.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,036 shares on each of May 15, 2017 and August 15, 2017; 1,037 shares on each of November 15, 2017 and February 15, 2018; 1,667 shares on each of May 15, 2018 and August 15, 2018; 1,668 shares on each of November 15, 2018 and February 15, 2019; 1,692 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.