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AMAZON COM INC — Director's Dealing 2017
May 17, 2017
29737_dirs_2017-05-17_e2e7916c-e4ba-4af3-a85c-5a6aa4fad1e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2017-05-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-15 | Common Stock, par value $.01 per share | M | 1002 | — | Acquired | 3020 | Direct |
| 2017-05-15 | Common Stock, par value $.01 per share | M | 753 | — | Acquired | 3773 | Direct |
| 2017-05-15 | Common Stock, par value $.01 per share | M | 578 | — | Acquired | 4351 | Direct |
| 2017-05-15 | Common Stock, par value $.01 per share | S | 1000 | $957.346 | Disposed | 3351 | Direct |
| 2017-05-15 | Common Stock, par value $.01 per share | S | 316 | $958.2294 | Disposed | 3035 | Direct |
| 2017-05-15 | Common Stock, par value $.01 per share | S | 522 | $959.3586 | Disposed | 2513 | Direct |
| 2017-05-15 | Common Stock, par value $.01 per share | S | 200 | $960.65 | Disposed | 2313 | Direct |
| 2017-05-15 | Common Stock, par value $.01 per share | S | 195 | $961.9287 | Disposed | 2118 | Direct |
| 2017-05-15 | Common Stock, par value $.01 per share | S | 100 | $962.55 | Disposed | 2018 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-15 | Restricted Stock Unit Award | $0.0 | M | 1002 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1002.0) | Direct |
| 2017-05-15 | Restricted Stock Unit Award | $0.0 | M | 753 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (753.0) | Direct |
| 2017-05-15 | Restricted Stock Unit Award | $0.0 | M | 578 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (578.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $957.77 and the lowest price at which shares were sold was $956.80.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $958.78 and the lowest price at which shares were sold was $957.88.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $959.72 and the lowest price at which shares were sold was $958.95.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $961.03 and the lowest price at which shares were sold was $960.27.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $962.38 and the lowest price at which shares were sold was $961.50.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.
F9: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
F10: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.