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AMAZON COM INC — Director's Dealing 2017
May 17, 2017
29737_dirs_2017-05-17_f49bab29-6485-4864-99af-2b93c026cd4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2017-05-15
Reporting Person: Jassy Andrew R (CEO Amazon Web Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-15 | Common Stock, par value $.01 per share | M | 4231 | — | Acquired | 78739 | Direct |
| 2017-05-15 | Common Stock, par value $.01 per share | M | 494 | — | Acquired | 79233 | Direct |
| 2017-05-15 | Common Stock, par value $.01 per share | S | 718 | $957.4206 | Disposed | 78515 | Direct |
| 2017-05-15 | Common Stock, par value $.01 per share | S | 787 | $958.6733 | Disposed | 77728 | Direct |
| 2017-05-15 | Common Stock, par value $.01 per share | S | 300 | $960.04 | Disposed | 77428 | Direct |
| 2017-05-15 | Common Stock, par value $.01 per share | S | 180 | $962.5222 | Disposed | 77248 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-15 | Restricted Stock Unit Award | $0.0 | M | 4231 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (4231.0) | Direct |
| 2017-05-15 | Restricted Stock Unit Award | $0.0 | M | 494 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (494.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 487.117 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $957.88 and the lowest price at which shares were sold was $956.98.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $959.28 and the lowest price at which shares were sold was $958.30.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $960.30 and the lowest price at which shares were sold was $959.84.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $962.55 and the lowest price at which shares were sold was $962.50.
F6: Converts into Common Stock on a one-for-one basis.
F7: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.