AI assistant
AMAZON COM INC — Director's Dealing 2017
Nov 17, 2017
29737_dirs_2017-11-17_8abc01c2-e85a-4cba-ba55-e605902cf4ae.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2017-11-15
Reporting Person: Jassy Andrew R (CEO Amazon Web Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-15 | Common Stock, par value $.01 per share | M | 4230 | — | Acquired | 84218 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | M | 494 | — | Acquired | 84712 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 240 | $1122.9233 | Disposed | 84472 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 400 | $1123.765 | Disposed | 84072 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 345 | $1125.1188 | Disposed | 83727 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 600 | $1125.9717 | Disposed | 83127 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 200 | $1126.645 | Disposed | 82927 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 100 | $1127.82 | Disposed | 82827 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 100 | $1130.05 | Disposed | 82727 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-15 | Restricted Stock Unit Award | $0.0 | M | 4230 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (4230.0) | Direct |
| 2017-11-15 | Restricted Stock Unit Award | $0.0 | M | 494 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (494.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 487.995 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,123.31 and the lowest price at which shares were sold was $1,122.39.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,124.17 and the lowest price at which shares were sold was $1,123.44.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,125.50 and the lowest price at which shares were sold was $1,124.56.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,126.34 and the lowest price at which shares were sold was $1,125.60.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,126.69 and the lowest price at which shares were sold was $1,126.60.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.