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AMAZON COM INC — Director's Dealing 2017
Nov 17, 2017
29737_dirs_2017-11-17_8709d217-abc7-4e88-b7eb-a72fad3b3128.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2017-11-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-15 | Common Stock, par value $.01 per share | M | 1002 | — | Acquired | 3020 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | M | 754 | — | Acquired | 3774 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | M | 578 | — | Acquired | 4352 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 200 | $1122.88 | Disposed | 4152 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 688 | $1124.1056 | Disposed | 3464 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 618 | $1125.1968 | Disposed | 2846 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 428 | $1126.2102 | Disposed | 2418 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 300 | $1127.7033 | Disposed | 2118 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | S | 100 | $1129.90 | Disposed | 2018 | Direct |
| 2017-11-15 | Common Stock, par value $.01 per share | G | 442 | — | Disposed | 1576 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-15 | Restricted Stock Unit Award | $0.0 | M | 1002 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1002.0) | Direct |
| 2017-11-15 | Restricted Stock Unit Award | $0.0 | M | 754 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (754.0) | Direct |
| 2017-11-15 | Restricted Stock Unit Award | $0.0 | M | 578 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (578.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $1,123.32 and the lowest price at which shares were sold was $1,122.44.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $1,124.60 and the lowest price at which shares were sold was $1,123.65.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $1,125.68 and the lowest price at which shares were sold was $1,124.80.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $1,126.83 and the lowest price at which shares were sold was $1,126.04.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $1,127.95 and the lowest price at which shares were sold was $1,127.48.
F7: Contribution to non-profit organization.
F8: Converts into Common Stock on a one-for-one basis.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.
F11: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.