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AMAZON COM INC — Director's Dealing 2017
Aug 17, 2017
29737_dirs_2017-08-17_d8762e1e-7060-4f9a-aea3-ef362553da41.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2017-08-15
Reporting Person: Jassy Andrew R (CEO Amazon Web Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-15 | Common Stock, par value $.01 per share | M | 4231 | — | Acquired | 81479 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | M | 494 | — | Acquired | 81973 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 400 | $983.36 | Disposed | 81573 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 200 | $984.18 | Disposed | 81373 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 535 | $985.4686 | Disposed | 80838 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 200 | $986.67 | Disposed | 80638 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 448 | $988.3492 | Disposed | 80190 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 100 | $988.92 | Disposed | 80090 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 100 | $990.62 | Disposed | 79990 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 2 | $991.74 | Disposed | 79988 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-15 | Restricted Stock Unit Award | $0.0 | M | 4231 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (4231.0) | Direct |
| 2017-08-15 | Restricted Stock Unit Award | $0.0 | M | 494 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (494.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 487.56 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $983.79 and the lowest price at which shares were sold was $982.92.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $984.24 and the lowest price at which shares were sold was $984.12.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $985.86 and the lowest price at which shares were sold was $985.14.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $986.84 and the lowest price at which shares were sold was $986.50.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $988.75 and the lowest price at which shares were sold was $987.79.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.