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AMAZON COM INC — Director's Dealing 2017
Aug 17, 2017
29737_dirs_2017-08-17_236d9bcc-48f2-4908-b0d1-79a9b9f4e8cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2017-08-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-15 | Common Stock, par value $.01 per share | M | 3688 | — | Acquired | 53422 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | M | 1036 | — | Acquired | 54458 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 300 | $982.9133 | Disposed | 54158 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 200 | $984.15 | Disposed | 53958 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 613 | $985.2316 | Disposed | 53345 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 300 | $986.26 | Disposed | 53045 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 100 | $987.02 | Disposed | 52945 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 464 | $988.7019 | Disposed | 52481 | Direct |
| 2017-08-15 | Common Stock, par value $.01 per share | S | 100 | $991.38 | Disposed | 52381 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-15 | Restricted Stock Unit Award | $0.0 | M | 3688 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (3688.0) | Direct |
| 2017-08-15 | Restricted Stock Unit Award | $0.0 | M | 1036 | Disposed | 2022-02-15 | Common Stock, par value $.01 per share (1036.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 473.946 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $983.42 and the lowest price at which shares were sold was $982.56.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $984.50 and the lowest price at which shares were sold was $983.80.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $985.69 and the lowest price at which shares were sold was $984.87.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $986.67 and the lowest price at which shares were sold was $985.96.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $988.95 and the lowest price at which shares were sold was $988.05.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,036 shares on each of May 15, 2017 and August 15, 2017; 1,037 shares on each of November 15, 2017 and February 15, 2018; 1,667 shares on each of May 15, 2018 and August 15, 2018; 1,668 shares on each of November 15, 2018 and February 15, 2019; 1,692 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.