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AMAZON COM INC — Director's Dealing 2017
Feb 17, 2017
29737_dirs_2017-02-17_e357e719-b8a2-403f-bd6c-d1f47218c434.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2017-02-15
Reporting Person: Blackburn Jeffrey M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-15 | Common Stock, par value $.01 per share | M | 4787 | — | Acquired | 51874 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | S | 600 | $833.8049 | Disposed | 51274 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | S | 300 | $834.7833 | Disposed | 50974 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | S | 200 | $835.985 | Disposed | 50774 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | S | 600 | $838.1467 | Disposed | 50174 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | S | 1586 | $839.4363 | Disposed | 48588 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | S | 1401 | $840.3765 | Disposed | 47187 | Direct |
| 2017-02-15 | Common Stock, par value $.01 per share | S | 100 | $841.22 | Disposed | 47087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-15 | Restricted Stock Unit Award | $0.0 | M | 4787 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (4787.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 20000 | Indirect |
| Common Stock, par value $.01 per share | 473.015 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $834.00 and the lowest price at which shares were sold was $833.40.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $835.01 and the lowest price at which shares were sold was $834.51.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $836.41 and the lowest price at which shares were sold was $835.56.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $838.44 and the lowest price at which shares were sold was $837.92.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $839.74 and the lowest price at which shares were sold was $838.94.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $840.89 and the lowest price at which shares were sold was $840.04.
F8: Converts into Common Stock on a one-for-one basis.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.