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AMAZON COM INC — Director's Dealing 2016
Feb 17, 2016
29737_dirs_2016-02-17_a15f1aee-5693-4875-81b8-b356cebac54f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2016-02-15
Reporting Person: Jassy Andrew R (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-15 | Common Stock, par value $.01 per share | M | 1279 | — | Acquired | 72975 | Direct |
| 2016-02-15 | Common Stock, par value $.01 per share | M | 5750 | — | Acquired | 78725 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 151 | $513.7027 | Disposed | 78574 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 500 | $516.038 | Disposed | 78074 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 500 | $517.198 | Disposed | 77574 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 100 | $518.05 | Disposed | 77474 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 801 | $519.9084 | Disposed | 76673 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 400 | $521.44 | Disposed | 76273 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 400 | $522.47 | Disposed | 75873 | Direct |
| 2016-02-16 | Common Stock, par value $.01 per share | S | 100 | $523.15 | Disposed | 75773 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-15 | Restricted Stock Unit Award | $0.0 | M | 1279 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (1279.0) | Direct |
| 2016-02-15 | Restricted Stock Unit Award | $0.0 | M | 5750 | Disposed | 2016-02-15 | Common Stock, par value $.01 per share (5750.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 484.21 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $513.75 and the lowest price at which shares were sold was $513.61.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $516.50 and the lowest price at which shares were sold was $515.61.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $517.45 and the lowest price at which shares were sold was $516.78.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $520.05 and the lowest price at which shares were sold was $519.61.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $521.72 and the lowest price at which shares were sold was $520.84.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $522.82 and the lowest price at which shares were sold was $521.95.
F8: Converts into Common Stock on a one-for-one basis.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.