AI assistant
AMAZON COM INC — Director's Dealing 2016
May 17, 2016
29737_dirs_2016-05-17_a523dce2-aef6-4b0b-971c-af530b9da086.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2016-05-15
Reporting Person: Zapolsky David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-15 | Common Stock, par value $.01 per share | M | 451 | — | Acquired | 2826 | Direct |
| 2016-05-15 | Common Stock, par value $.01 per share | M | 334 | — | Acquired | 3160 | Direct |
| 2016-05-15 | Common Stock, par value $.01 per share | M | 524 | — | Acquired | 3684 | Direct |
| 2016-05-15 | Common Stock, par value $.01 per share | M | 710 | — | Acquired | 4394 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 400 | $701.3275 | Disposed | 3994 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 600 | $702.3917 | Disposed | 3394 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 507 | $704.4881 | Disposed | 2887 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 212 | $705.4915 | Disposed | 2675 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 100 | $706.77 | Disposed | 2575 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 100 | $707.92 | Disposed | 2475 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | S | 100 | $710.05 | Disposed | 2375 | Direct |
| 2016-05-16 | Common Stock, par value $.01 per share | G | 357 | — | Disposed | 2018 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-15 | Restricted Stock Unit Award | $0.0 | M | 451 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (451.0) | Direct |
| 2016-05-15 | Restricted Stock Unit Award | $0.0 | M | 334 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (334.0) | Direct |
| 2016-05-15 | Restricted Stock Unit Award | $0.0 | M | 524 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (524.0) | Direct |
| 2016-05-15 | Restricted Stock Unit Award | $0.0 | M | 710 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (710.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $701.77 and the lowest price at which shares were sold was $700.91.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $703.01 and the lowest price at which shares were sold was $702.05.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $704.78 and the lowest price at which shares were sold was $703.98.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $705.93 and the lowest price at which shares were sold was $705.04.
F6: Contribution to non-profit organization.
F7: Converts into Common Stock on a one-for-one basis.
F8: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.
F9: This award vests at the rate of: 305 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 303 shares on February 15, 2015; 363 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 361 shares on February 15, 2016; 334 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 333 shares on February 15, 2017.
F10: This award vests at the rate of: 17 shares on May 15, 2014; 16 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 27 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 26 shares on February 15, 2016; and 524 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017.
F11: This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 637 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 710 shares on each of May 15, 2016 and August 15, 2016; 711 shares on each of November 15, 2016 and February 15, 2017; 753 shares on May 15, 2017; 754 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 1,367 shares on each of May 15, 2018 and August 15, 2018; 1,368 shares on each of November 15, 2018 and February 15, 2019; and 1,051 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.