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AMAZON COM INC — Director's Dealing 2016
Nov 17, 2016
29737_dirs_2016-11-17_fcf0ad0f-60c4-4b2c-acd8-caae12db3f98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2016-11-15
Reporting Person: Reynolds Shelley (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-15 | Common Stock, par value $.01 per share | M | 530 | — | Acquired | 6519 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | M | 96 | — | Acquired | 6615 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 100 | $726.53 | Disposed | 6515 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 100 | $729.03 | Disposed | 6415 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 122 | $736.8746 | Disposed | 6293 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 204 | $738.4133 | Disposed | 6089 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 100 | $739.30 | Disposed | 5989 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | Restricted Stock Unit Award | $0.0 | M | 530 | Disposed | 2017-02-15 | Common Stock, par value $.01 per share (530.0) | Direct |
| 2016-11-15 | Restricted Stock Unit Award | $0.0 | M | 96 | Disposed | 2020-02-15 | Common Stock, par value $.01 per share (96.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 132.784 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $736.88 and the lowest price at which shares were sold was $736.85.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $738.55 and the lowest price at which shares were sold was $738.23.
F4: Converts into common stock on a one-for-one basis.
F5: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 180 shares on May 15, 2014; 179 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 162 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 531 shares on May 15, 2016; and 530 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017.
F6: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 15 shares on May 15, 2015; 16 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 95 shares on each of May 15, 2016 and August 15, 2016; 96 shares on each of November 15, 2016 and February 15, 2017; 544 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 419 shares on each of May 15, 2018 and August 15, 2018; 420 shares on each of November 15, 2018 and February 15, 2019; and 318 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020.