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AMAZON COM INC — Director's Dealing 2016
Nov 17, 2016
29737_dirs_2016-11-17_41ed1d55-1bc7-49f5-9499-975048a374d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2016-11-15
Reporting Person: Jassy Andrew R (CEO Amazon Web Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-15 | Common Stock, par value $.01 per share | M | 5489 | — | Acquired | 73630 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 200 | $727.82 | Disposed | 73430 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 100 | $728.63 | Disposed | 73330 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 105 | $729.839 | Disposed | 73225 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 200 | $732.91 | Disposed | 73025 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 100 | $734.57 | Disposed | 72925 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 524 | $737.1912 | Disposed | 72401 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 376 | $738.301 | Disposed | 72025 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 300 | $739.6367 | Disposed | 71725 | Direct |
| 2016-11-15 | Common Stock, par value $.01 per share | S | 400 | $740.6552 | Disposed | 71325 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | Restricted Stock Unit Award | $0.0 | M | 5489 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (5489.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 486.068 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $728.10 and the lowest price at which shares were sold was $727.54.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $729.84 and the lowest price at which shares were sold was $729.82.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $732.95 and the lowest price at which shares were sold was $732.87.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $737.43 and the lowest price at which shares were sold was $736.88.
F6: Represents the weighted average sale price. The highest price at which shares were sold was $738.63 and the lowest price at which shares were sold was $738.00.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $739.72 and the lowest price at which shares were sold was $739.59.
F8: Represents the weighted average sale price. The highest price at which shares were sold was $740.80 and the lowest price at which shares were sold was $740.60.
F9: Converts into common stock on a one-for-one basis.
F10: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.