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AMAZON COM INC — Director's Dealing 2016
Aug 17, 2016
29737_dirs_2016-08-17_4c3ffbd7-b385-4478-93d7-194ba04d686d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMAZON COM INC (AMZN)
CIK: 0001018724
Period of Report: 2016-08-15
Reporting Person: Jassy Andrew R (CEO Amazon Web Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-15 | Common Stock, par value $.01 per share | M | 5489 | — | Acquired | 84446 | Direct |
| 2016-08-15 | Common Stock, par value $.01 per share | S | 805 | $768.5025 | Disposed | 83641 | Direct |
| 2016-08-15 | Common Stock, par value $.01 per share | S | 1100 | $770.1257 | Disposed | 82541 | Direct |
| 2016-08-15 | Common Stock, par value $.01 per share | S | 400 | $771.251 | Disposed | 82141 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-15 | Restricted Stock Unit Award | $0.0 | M | 5489 | Disposed | 2018-02-15 | Common Stock, par value $.01 per share (5489.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 485.521 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $769.04 and the lowest price at which shares were sold was $768.21.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $770.55 and the lowest price at which shares were sold was $769.75.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $771.50 and the lowest price at which shares were sold was $771.00.
F5: Converts into Common Stock on a one-for-one basis.
F6: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.